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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
801
Vulcan Materials
VMC
$37B
$420K 0.01%
6,313
+100
+2% +$6.38K
UN
802
DELISTED
Unilever NV New York Registry Shares
UN
$420K 0.01%
10,225
-781
-7% -$30.4K
SWN
803
DELISTED
Southwestern Energy Company
SWN
$417K 0.01%
9,070
+198
+2% +$8.31K
OKE icon
804
Oneok
OKE
$57.5B
$416K 0.01%
7,025
-1,075
-13% -$62.9K
CRM icon
805
Salesforce
CRM
$161B
$415K 0.01%
7,281
+185
+3% +$11.1K
TSL
806
DELISTED
Trina Solar Limited
TSL
$415K 0.01%
30,839
+3,512
+13% +$53.8K
EZU icon
807
iShare MSCI Eurozone ETF
EZU
$9.91B
$414K 0.01%
9,811
+4,820
+97% +$198K
TROW icon
808
T. Rowe Price
TROW
$24.3B
$412K 0.01%
5,001
-69
-1% -$5.59K
WPZ
809
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$412K 0.01%
8,583
+5,115
+147% +$240K
PSA icon
810
Public Storage
PSA
$60.7B
$411K 0.01%
2,441
-81
-3% -$13.1K
REXI
811
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$409K 0.01%
47,685
+4,350
+10% +$39.6K
CA
812
DELISTED
CA, Inc.
CA
$408K 0.01%
13,144
+327
+3% +$10.7K
STX icon
813
Seagate
STX
$186B
$407K 0.01%
7,399
+559
+8% +$30K
WHR icon
814
Whirlpool
WHR
$2.85B
$407K 0.01%
2,723
+21
+0.8% +$3.04K
AKS
815
DELISTED
AK Steel Holding Corp
AKS
$402K 0.01%
55,661
+750
+1% +$5.08K
OMC icon
816
Omnicom Group
OMC
$23.6B
$400K 0.01%
5,506
-2,431
-31% -$179K
HYLD
817
DELISTED
High Yield ETF
HYLD
$399K 0.01%
7,580
+2,231
+42% +$117K
CSWC icon
818
Capital Southwest
CSWC
$1.6B
$397K 0.01%
31,157
+7,524
+32% +$95.6K
CQP icon
819
Cheniere Energy
CQP
$32.4B
$396K 0.01%
13,214
+46
+0.3% +$1.32K
ISRG icon
820
Intuitive Surgical
ISRG
$142B
$396K 0.01%
8,145
-567
-7% -$26.7K
FLR icon
821
Fluor
FLR
$7.06B
$395K 0.01%
5,083
+497
+11% +$38.8K
CLMT icon
822
Calumet Specialty Products
CLMT
$4.15B
$394K 0.01%
15,262
+368
+2% +$10K
CEF icon
823
Sprott Physical Gold and Silver Trust
CEF
$8.25B
$393K 0.01%
28,581
-1,172
-4% -$16.7K
LHX icon
824
L3Harris
LHX
$53.5B
$393K 0.01%
5,377
+113
+2% +$8.08K
FYLD icon
825
Cambria Foreign Shareholder Yield ETF
FYLD
$722M
$391K 0.01%
14,981
+12,981
+649% +$333K
31 32
33
34 35

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.