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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNM icon
776
VanEck Vietnam ETF
VNM
$507M
$744K 0.02%
47,989
-6,010
-11% -$103K
WPM icon
777
Wheaton Precious Metals
WPM
$61B
$744K 0.02%
62,044
+17,175
+38% +$224K
EBAY icon
778
eBay
EBAY
$47.2B
$742K 0.02%
30,310
-37,282
-55% -$1M
DNL icon
779
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$737K 0.02%
33,820
-126
-0.4% -$2.98K
BPT
780
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$736K 0.02%
17,921
-30,319
-63% -$1.48M
YHOO
781
DELISTED
Yahoo Inc
YHOO
$736K 0.02%
25,529
-121
-0.5% -$4.2K
GWW icon
782
W.W. Grainger
GWW
$61.3B
$735K 0.02%
3,421
+195
+6% +$43.8K
IGE icon
783
iShares North American Natural Resources ETF
IGE
$784M
$735K 0.02%
25,292
+687
+3% +$22.1K
WIN
784
DELISTED
Windstream Holdings Inc
WIN
$733K 0.02%
22,224
+19,811
+821% +$618K
ET icon
785
Energy Transfer Partners
ET
$71.6B
$727K 0.02%
34,917
-1,149
-3% -$32.4K
ANDX
786
DELISTED
Andeavor Logistics LP
ANDX
$727K 0.02%
16,872
+1,822
+12% +$94.3K
AMP icon
787
Ameriprise Financial
AMP
$49.7B
$726K 0.02%
6,657
+820
+14% +$96.7K
EWT icon
788
iShares MSCI Taiwan ETF
EWT
$11.2B
$724K 0.01%
27,517
-2,548
-8% -$71.6K
FONE
789
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$723K 0.01%
21,048
+1,728
+9% +$62.7K
LEG icon
790
Leggett & Platt
LEG
$1.3B
$722K 0.01%
17,517
+5,250
+43% +$245K
XSLV icon
791
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$722K 0.01%
22,348
+281
+1% +$9.29K
JFR icon
792
Nuveen Floating Rate Income Fund
JFR
$1.26B
$720K 0.01%
71,679
-4,805
-6% -$50.3K
RZG icon
793
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$719K 0.01%
26,742
-11,607
-30% -$340K
WAIR
794
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$719K 0.01%
58,930
+2,000
+4% +$28K
PFX icon
795
PhenixFIN
PFX
$88.9M
$718K 0.01%
4,825
+595
+14% +$101K
ANSS
796
DELISTED
Ansys
ANSS
$716K 0.01%
8,126
+198
+2% +$18.2K
SPIP icon
797
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$716K 0.01%
25,930
-3,744
-13% -$104K
DATA
798
DELISTED
Tableau Software, Inc.
DATA
$712K 0.01%
8,927
+7,642
+595% +$793K
FTF
799
Franklin Limited Duration Income Trust
FTF
$236M
$711K 0.01%
65,270
+1,999
+3% +$22.8K
ANDV
800
DELISTED
Andeavor
ANDV
$711K 0.01%
7,285
-27,424
-79% -$2.66M
30 31
32
33 34

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.