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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLVS
776
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$444K 0.01%
8,194
-200
-2% -$10.8K
DDD icon
777
3D Systems Corp
DDD
$611M
$443K 0.01%
7,501
+919
+14% +$68.5K
WEC icon
778
WEC Energy
WEC
$34.6B
$443K 0.01%
9,515
+164
+2% +$7.07K
EXL
779
DELISTED
EXCEL TRUST , INC COM STK
EXL
$443K 0.01%
34,960
+15,635
+81% +$187K
LNC icon
780
Lincoln National
LNC
$8.75B
$441K 0.01%
8,693
+1,535
+21% +$77.2K
MOS icon
781
The Mosaic Company
MOS
$7.46B
$441K 0.01%
8,830
-630
-7% -$30K
PHK
782
PIMCO High Income Fund
PHK
$878M
$439K 0.01%
34,985
+5,470
+19% +$67K
ATHX
783
DELISTED
Athersys, Inc. Common Stock
ATHX
$439K 0.01%
5,423
+1,240
+30% +$115K
STJ
784
DELISTED
St Jude Medical
STJ
$439K 0.01%
6,707
+1,638
+32% +$107K
SCHV
785
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$438K 0.01%
31,860
+8,451
+36% +$113K
AGN
786
DELISTED
Allergan Inc
AGN
$438K 0.01%
3,528
-44
-1% -$5.36K
EDU icon
787
New Oriental
EDU
$9.24B
$437K 0.01%
15,669
-2,907
-16% -$87.4K
DINO icon
788
HF Sinclair
DINO
$15.2B
$436K 0.01%
9,158
+1,780
+24% +$84.2K
IEO icon
789
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$435K 0.01%
5,116
-17
-0.3% -$1.39K
MCHP icon
790
Microchip Technology
MCHP
$44.2B
$433K 0.01%
18,114
+938
+5% +$21.4K
PID icon
791
Invesco International Dividend Achievers ETF
PID
$915M
$433K 0.01%
23,755
-16,971
-42% -$305K
EOD
792
Allspring Global Dividend Opportunity Fund
EOD
$286M
$432K 0.01%
54,940
+3,739
+7% +$28.1K
UTF icon
793
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$426K 0.01%
19,274
+676
+4% +$14.3K
DFJ icon
794
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$425K 0.01%
8,492
+2,082
+32% +$104K
MGA icon
795
Magna International
MGA
$18.7B
$425K 0.01%
8,836
-754
-8% -$33.5K
STI
796
DELISTED
SunTrust Banks, Inc.
STI
$424K 0.01%
10,741
+2,577
+32% +$98.6K
LVLT
797
DELISTED
Level 3 Communications Inc
LVLT
$424K 0.01%
10,825
+6,062
+127% +$218K
CNI icon
798
Canadian National Railway
CNI
$75.7B
$423K 0.01%
7,528
+2,797
+59% +$154K
EWU icon
799
iShares MSCI United Kingdom ETF
EWU
$4.15B
$423K 0.01%
10,283
-24,142
-70% -$995K
TAL
800
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$423K 0.01%
9,863
-481
-5% -$21.4K
30 31
32
33 34

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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.