We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVR
776
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$373K 0.01%
16,128
-1,297
-7% -$32.4K
IP icon
777
International Paper
IP
$21.9B
$372K 0.01%
8,880
-615
-6% -$27.4K
ISHG icon
778
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$372K 0.01%
3,910
+2,847
+268% +$266K
DAL icon
779
Delta Air Lines
DAL
$58.7B
$371K 0.01%
16,284
+2,607
+19% +$54.3K
HOG icon
780
Harley-Davidson
HOG
$2.72B
$369K 0.01%
5,753
-108
-2% -$6.39K
PKW icon
781
Invesco BuyBack Achievers ETF
PKW
$1.77B
$367K 0.01%
9,457
+4,470
+90% +$170K
PBJ icon
782
Invesco Food & Beverage ETF
PBJ
$106M
$365K 0.01%
14,355
+13,052
+1,002% +$335K
IGD
783
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$522M
$364K 0.01%
40,335
+2,291
+6% +$21.5K
ORLY icon
784
O'Reilly Automotive
ORLY
$75.3B
$362K 0.01%
42,600
+18,165
+74% +$149K
PSA icon
785
Public Storage
PSA
$60.8B
$362K 0.01%
2,276
+80
+4% +$12.7K
TPR icon
786
Tapestry
TPR
$33.3B
$362K 0.01%
6,666
+231
+4% +$12.7K
LTS
787
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$361K 0.01%
199,600
-1,800
-0.9% -$3.26K
HAS icon
788
Hasbro
HAS
$13.3B
$360K 0.01%
7,582
-2,483
-25% -$116K
KRE icon
789
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$358K 0.01%
10,056
-16,421
-62% -$593K
EPS icon
790
WisdomTree US LargeCap Fund
EPS
$1.65B
$357K 0.01%
18,264
+5,073
+38% +$98.9K
PHK
791
PIMCO High Income Fund
PHK
$878M
$357K 0.01%
29,911
-5,608
-16% -$65.9K
FVD icon
792
First Trust Value Line Dividend Fund
FVD
$8.35B
$356K 0.01%
17,754
+4,987
+39% +$101K
JQC icon
793
Nuveen Credit Strategies Income Fund
JQC
$712M
$356K 0.01%
38,026
-558
-1% -$5.45K
MAT icon
794
Mattel
MAT
$4.21B
$356K 0.01%
8,476
+3,977
+88% +$170K
REXI
795
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$356K 0.01%
44,365
+25,955
+141% +$212K
IEO icon
796
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$355K 0.01%
4,559
-556
-11% -$42.1K
EOD
797
Allspring Global Dividend Opportunity Fund
EOD
$286M
$352K 0.01%
48,687
+8,296
+21% +$61.9K
MGA icon
798
Magna International
MGA
$18.7B
$352K 0.01%
8,526
+138
+2% +$5.41K
MSI icon
799
Motorola Solutions
MSI
$76.5B
$352K 0.01%
5,910
+2,414
+69% +$139K
RKT
800
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$349K 0.01%
6,902
+408
+6% +$22.8K
30 31
32
33 34

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.