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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AINC
751
DELISTED
Ashford Inc.
AINC
$1.69M 0.02%
32,487
– –
XT icon
752
iShares Future Exponential Technologies ETF
XT
$3.97B
$1.69M 0.02%
50,493
-4,345
-8% -$154K
ICF icon
753
iShares Select U.S. REIT ETF
ICF
$2.07B
$1.68M 0.02%
35,132
+196
+0.6% +$9.77K
SXT icon
754
Sensient Technologies
SXT
$5.61B
$1.68M 0.02%
30,061
+911
+3% +$59.5K
MELI icon
755
Mercado Libre
MELI
$98.4B
$1.68M 0.02%
5,714
+958
+20% +$310K
FE icon
756
FirstEnergy
FE
$27.1B
$1.66M 0.01%
44,170
+4,169
+10% +$158K
DIAX
757
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$1.66M 0.01%
102,864
-19,800
-16% -$354K
BDJ icon
758
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$1.66M 0.01%
212,036
+65,699
+45% +$559K
IXJ icon
759
iShares Global Healthcare ETF
IXJ
$4.23B
$1.65M 0.01%
29,158
+2,346
+9% +$140K
UOCT icon
760
Innovator US Equity Ultra Buffer ETF October
UOCT
$181M
$1.64M 0.01%
+71,290
New +$1.7M
EMHY icon
761
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$1.64M 0.01%
36,904
+10,324
+39% +$466K
PPG icon
762
PPG Industries
PPG
$25.8B
$1.64M 0.01%
16,105
+986
+7% +$102K
VGM icon
763
Invesco Trust Investment Grade Municipals
VGM
$565M
$1.62M 0.01%
141,484
+11,195
+9% +$128K
VIOO icon
764
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$1.62M 0.01%
25,704
-8,728
-25% -$616K
XHR
765
Xenia Hotels & Resorts
XHR
$1.72B
$1.62M 0.01%
94,175
+2,242
+2% +$45.6K
DBP icon
766
Invesco DB Precious Metals Fund
DBP
$257M
$1.62M 0.01%
44,455
+30,405
+216% +$1.07M
CIM
767
Chimera Investment
CIM
$996M
$1.61M 0.01%
30,188
-575
-2% -$31.5K
IIM icon
768
Invesco Value Municipal Income Trust
IIM
$595M
$1.61M 0.01%
119,345
+4,730
+4% +$63.4K
SPYM
769
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$1.61M 0.01%
55,190
+8,132
+17% +$256K
DWLV
770
DELISTED
Invesco DWA Momentum & Low Volatility Rotation ETF
DWLV
$1.61M 0.01%
58,112
+3,634
+7% +$109K
TSLX icon
771
Sixth Street Specialty
TSLX
$1.78B
$1.61M 0.01%
89,135
+4,111
+5% +$81.6K
AWF
772
AllianceBernstein Global High Income Fund
AWF
$878M
$1.61M 0.01%
153,015
-8,477
-5% -$93.4K
TIER
773
DELISTED
TIER REIT, Inc.
TIER
$1.61M 0.01%
77,985
+3,708
+5% +$83K
PPA icon
774
Invesco Aerospace & Defense ETF
PPA
$8.72B
$1.61M 0.01%
33,028
-2,829
-8% -$156K
URA icon
775
Global X Uranium ETF
URA
$6.3B
$1.61M 0.01%
137,739
-356
-0.3% -$4.43K
29 30
31
32 33

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.