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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTF
751
Franklin Limited Duration Income Trust
FTF
$233M
$705K 0.02%
57,818
+49,536
+598% +$607K
PFN
752
PIMCO Income Strategy Fund II
PFN
$707M
$705K 0.02%
71,870
+55,321
+334% +$579K
SUNE
753
DELISTED
SUNEDISON, INC COM
SUNE
$705K 0.02%
36,122
+8,769
+32% +$167K
EWM icon
754
iShares MSCI Malaysia ETF
EWM
$330M
$704K 0.02%
13,041
+12,237
+1,522% +$712K
GNMA icon
755
iShares GNMA Bond ETF
GNMA
$430M
$704K 0.02%
13,910
+2,420
+21% +$122K
SCCO icon
756
Southern Copper
SCCO
$167B
$704K 0.02%
27,224
+1,978
+8% +$52.7K
EPS icon
757
WisdomTree US LargeCap Fund
EPS
$1.65B
$703K 0.02%
29,301
+852
+3% +$19.9K
OPK icon
758
Opko Health
OPK
$1.04B
$703K 0.02%
70,291
+3,315
+5% +$28.4K
IRT icon
759
Independence Realty Trust
IRT
$3.94B
$701K 0.02%
75,284
+4,976
+7% +$47.3K
EXD
760
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$701K 0.02%
+55,250
New +$750K
PEJ icon
761
Invesco Leisure and Entertainment ETF
PEJ
$306M
$699K 0.02%
19,553
+18,971
+3,260% +$643K
TE
762
DELISTED
TECO ENERGY INC
TE
$699K 0.02%
34,100
-2,587
-7% -$50K
ACWV icon
763
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$693K 0.02%
9,938
+4,980
+100% +$341K
TKR icon
764
Timken Company
TKR
$8.77B
$693K 0.02%
16,276
+15,298
+1,564% +$643K
DTE icon
765
DTE Energy
DTE
$28.5B
$692K 0.02%
9,500
+552
+6% +$38.3K
EFR
766
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$690K 0.02%
50,409
+10,189
+25% +$143K
ATVI
767
DELISTED
Activision Blizzard
ATVI
$689K 0.02%
34,141
+16,694
+96% +$337K
AVAV icon
768
AeroVironment
AVAV
$9.57B
$688K 0.02%
25,262
+24,358
+2,694% +$697K
WPM icon
769
Wheaton Precious Metals
WPM
$60.6B
$688K 0.02%
33,847
+23,548
+229% +$468K
KDP icon
770
Keurig Dr Pepper
KDP
$39.9B
$687K 0.02%
9,568
+1,920
+25% +$133K
SPIP icon
771
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$687K 0.02%
24,564
+7,010
+40% +$197K
ISD
772
PGIM High Yield Bond Fund
ISD
$419M
$685K 0.02%
41,092
+161
+0.4% +$2.65K
WHR icon
773
Whirlpool
WHR
$2.75B
$685K 0.02%
3,516
+884
+34% +$152K
MFC icon
774
Manulife Financial
MFC
$73.3B
$682K 0.02%
35,755
+7,894
+28% +$149K
WY icon
775
Weyerhaeuser
WY
$18.2B
$682K 0.02%
19,011
+6,233
+49% +$214K
29 30
31
32 33

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.