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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
751
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$466K 0.01%
46,100
+745
+2% +$7.51K
MKC icon
752
McCormick & Company Non-Voting
MKC
$14.3B
$466K 0.01%
12,990
+5,786
+80% +$195K
COL
753
DELISTED
Rockwell Collins
COL
$466K 0.01%
5,843
+117
+2% +$9.2K
DTD icon
754
WisdomTree US Total Dividend Fund
DTD
$1.69B
$463K 0.01%
13,574
+738
+6% +$24.5K
GWW icon
755
W.W. Grainger
GWW
$61.1B
$462K 0.01%
1,827
+374
+26% +$93.3K
LDOS icon
756
Leidos
LDOS
$17.5B
$462K 0.01%
13,050
+12,204
+1,443% +$543K
ETR icon
757
Entergy
ETR
$49.3B
$461K 0.01%
13,796
+1,116
+9% +$35.3K
KEY icon
758
KeyCorp
KEY
$24.3B
$459K 0.01%
32,255
+3,763
+13% +$50.4K
BPL
759
DELISTED
Buckeye Partners, L.P.
BPL
$456K 0.01%
6,079
+500
+9% +$36.3K
HOG icon
760
Harley-Davidson
HOG
$2.72B
$455K 0.01%
6,836
+1,047
+18% +$69.3K
MSEX icon
761
Middlesex Water
MSEX
$1.09B
$455K 0.01%
20,850
-3,955
-16% -$81.1K
PII icon
762
Polaris
PII
$3.97B
$451K 0.01%
3,230
-118
-4% -$15.9K
GG
763
DELISTED
Goldcorp Inc
GG
$451K 0.01%
18,435
+2,108
+13% +$53.6K
APU
764
DELISTED
AmeriGas Partners, L.P.
APU
$450K 0.01%
10,639
+176
+2% +$7.48K
FNV icon
765
Franco-Nevada
FNV
$46.5B
$449K 0.01%
9,790
-366
-4% -$17.6K
NWSA icon
766
News Corp Class A
NWSA
$15.4B
$449K 0.01%
26,120
+7,402
+40% +$128K
ABB
767
DELISTED
ABB Ltd
ABB
$449K 0.01%
17,396
+1,638
+10% +$41.7K
EPS icon
768
WisdomTree US LargeCap Fund
EPS
$1.65B
$448K 0.01%
20,499
+60
+0.3% +$1.28K
FPX icon
769
First Trust US Equity Opportunities ETF
FPX
$1.48B
$448K 0.01%
9,764
+4,635
+90% +$214K
GNW icon
770
Genworth Financial
GNW
$3.7B
$448K 0.01%
25,263
+2,129
+9% +$34.2K
LPX icon
771
Louisiana-Pacific
LPX
$5.2B
$447K 0.01%
26,525
-3,300
-11% -$57.9K
VTRS icon
772
Viatris
VTRS
$18.7B
$447K 0.01%
9,150
+20
+0.2% +$971
BTI icon
773
British American Tobacco
BTI
$123B
$445K 0.01%
7,982
-164
-2% -$8.53K
ITB icon
774
iShares US Home Construction ETF
ITB
$2.35B
$445K 0.01%
18,387
-37
-0.2% -$915
SIRI icon
775
SiriusXM
SIRI
$9.7B
$444K 0.01%
13,876
-134
-1% -$4.74K
29 30
31
32 33

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.