We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
751
Adobe
ADBE
$109B
$426K 0.01%
7,178
+2,966
+70% +$164K
ACAS
752
DELISTED
American Capital Ltd
ACAS
$426K 0.01%
27,214
+15,137
+125% +$219K
TROW icon
753
T. Rowe Price
TROW
$24.3B
$424K 0.01%
5,070
+582
+13% +$45.6K
WHR icon
754
Whirlpool
WHR
$2.75B
$424K 0.01%
2,702
+1,015
+60% +$149K
COL
755
DELISTED
Rockwell Collins
COL
$423K 0.01%
5,726
-585
-9% -$41.6K
IEO icon
756
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$422K 0.01%
5,133
+574
+13% +$46.7K
SUNE
757
DELISTED
SUNEDISON, INC COM
SUNE
$421K 0.01%
32,247
-30,222
-48% -$341K
WY icon
758
Weyerhaeuser
WY
$18.2B
$420K 0.01%
13,320
+182
+1% +$5.45K
ABB
759
DELISTED
ABB Ltd
ABB
$417K 0.01%
15,758
+1,508
+11% +$37.6K
FNV icon
760
Franco-Nevada
FNV
$46.5B
$414K 0.01%
10,156
-138
-1% -$5.79K
HAS icon
761
Hasbro
HAS
$13.3B
$414K 0.01%
7,542
-40
-0.5% -$2.04K
PPL
762
PPL Corp
PPL
$26.3B
$413K 0.01%
14,729
-10,941
-43% -$309K
BLV icon
763
Vanguard Long-Term Bond ETF
BLV
$5.69B
$408K 0.01%
4,993
+3,343
+203% +$277K
AMAT icon
764
Applied Materials
AMAT
$415B
$407K 0.01%
23,011
-2,406
-9% -$41.9K
MHK icon
765
Mohawk Industries
MHK
$9.19B
$406K 0.01%
2,737
+2,219
+428% +$303K
REXI
766
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$406K 0.01%
43,335
-1,030
-2% -$9.16K
LNG icon
767
Cheniere Energy
LNG
$54.9B
$405K 0.01%
9,392
-2,240
-19% -$89.2K
MAT icon
768
Mattel
MAT
$4.21B
$405K 0.01%
8,522
+46
+0.5% +$2.05K
PRA
769
DELISTED
ProAssurance
PRA
$404K 0.01%
8,343
-10,489
-56% -$489K
ACET
770
DELISTED
Aceto Corp
ACET
$403K 0.01%
16,130
-2,896
-15% -$55.5K
CSR
771
Centerspace
CSR
$926M
$402K 0.01%
4,685
-204
-4% -$17.5K
ETR icon
772
Entergy
ETR
$49.3B
$401K 0.01%
12,680
+4,074
+47% +$130K
HOG icon
773
Harley-Davidson
HOG
$2.72B
$401K 0.01%
5,789
+36
+0.6% +$2.38K
ISCB icon
774
iShares Morningstar Small-Cap ETF
ISCB
$290M
$399K 0.01%
12,328
+10,664
+641% +$330K
VIS icon
775
Vanguard Industrials ETF
VIS
$8.44B
$397K 0.01%
3,966
+1,508
+61% +$143K
29 30
31
32 33

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.