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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMJ
726
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.39M 0.02%
43,165
-1,020
-2% -$33.3K
CF icon
727
CF Industries
CF
$17.9B
$1.39M 0.02%
47,404
-3,059
-6% -$99.8K
PDI icon
728
PIMCO Dynamic Income Fund
PDI
$7.46B
$1.39M 0.02%
48,159
+3,128
+7% +$88.7K
GOV
729
DELISTED
Government Properties Income Trust
GOV
$1.39M 0.02%
66,377
+3,998
+6% +$79.7K
XME icon
730
State Street SPDR S&P Metals & Mining ETF
XME
$4.54B
$1.39M 0.02%
45,640
+3,412
+8% +$110K
UHAL icon
731
U-Haul Holding Co
UHAL
$14.7B
$1.39M 0.02%
36,360
+18,790
+107% +$706K
FRC
732
DELISTED
First Republic Bank
FRC
$1.39M 0.02%
14,774
-1,767
-11% -$166K
DJP icon
733
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$816M
$1.38M 0.02%
58,859
-6,973
-11% -$167K
J icon
734
Jacobs Solutions
J
$17.1B
$1.37M 0.02%
30,054
+304
+1% +$14.4K
XLKS
735
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$1.37M 0.02%
18,748
+626
+3% +$45.7K
VPL icon
736
Vanguard FTSE Pacific ETF
VPL
$8.38B
$1.36M 0.02%
21,565
+554
+3% +$34.3K
XSD icon
737
State Street SPDR S&P Semiconductor ETF
XSD
$2.87B
$1.36M 0.02%
22,599
+729
+3% +$43.2K
JSD
738
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.36M 0.02%
76,479
+17,232
+29% +$311K
MDYG icon
739
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$1.35M 0.02%
29,193
+3,549
+14% +$163K
QQQE icon
740
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$1.35M 0.02%
35,210
+3,786
+12% +$141K
RBS.PRF.CL
741
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$1.34M 0.02%
50,880
-3,045
-6% -$80K
FUN icon
742
Cedar Fair
FUN
$1.71B
$1.33M 0.02%
19,682
+364
+2% +$23.9K
WR
743
DELISTED
Westar Energy Inc
WR
$1.33M 0.02%
24,528
+917
+4% +$49.9K
RINF icon
744
ProShares Inflation Expectations ETF
RINF
$18M
$1.33M 0.02%
46,138
-18,037
-28% -$522K
OC icon
745
Owens Corning
OC
$12.2B
$1.32M 0.02%
21,548
-7
-0% -$401
PFL
746
PIMCO Income Strategy Fund
PFL
$389M
$1.32M 0.02%
118,600
+10,793
+10% +$118K
RSPF icon
747
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$1.32M 0.02%
34,981
-12,036
-26% -$456K
SCHW
748
Charles Schwab
SCHW
$189B
$1.32M 0.02%
32,253
+4,412
+16% +$182K
VOX icon
749
Vanguard Communication Services ETF
VOX
$5.86B
$1.32M 0.02%
13,878
-3,720
-21% -$366K
ZBH icon
750
Zimmer Biomet
ZBH
$18.4B
$1.32M 0.02%
11,127
+269
+2% +$30.5K
28 29
30
31 32

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.