We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
726
State Street
STT
$51.3B
$747K 0.02%
9,559
+2,856
+43% +$214K
UN
727
DELISTED
Unilever NV New York Registry Shares
UN
$747K 0.02%
18,903
+8,995
+91% +$352K
ITM icon
728
VanEck Intermediate Muni ETF
ITM
$2.13B
$745K 0.02%
15,737
+3,400
+28% +$160K
BRCM
729
DELISTED
BROADCOM CORP CL-A
BRCM
$745K 0.02%
17,175
+1,337
+8% +$54.8K
CORE
730
DELISTED
Core Mark Holding Co., Inc.
CORE
$744K 0.02%
24,756
-3,386
-12% -$98.2K
ENSG icon
731
The Ensign Group
ENSG
$10.7B
$742K 0.02%
40,120
-4,577
-10% -$83.8K
STRT icon
732
STRATTEC Security
STRT
$349M
$742K 0.02%
7,226
+7,120
+6,717% +$664K
SBI
733
Western Asset Intermediate Muni Fund
SBI
$108M
$741K 0.02%
75,984
+62,624
+469% +$611K
BXP icon
734
Boston Properties
BXP
$10.8B
$738K 0.02%
5,729
+336
+6% +$42.5K
HYT icon
735
BlackRock Corporate High Yield Fund
HYT
$1.37B
$734K 0.02%
64,326
-5,342
-8% -$61.8K
SIRE
736
DELISTED
Sisecam Resources LP
SIRE
$729K 0.02%
+28,380
New +$648K
CCJ icon
737
Cameco
CCJ
$42.4B
$728K 0.02%
44,338
+31,252
+239% +$536K
MDIV icon
738
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$728K 0.02%
34,239
+15,622
+84% +$336K
AMP icon
739
Ameriprise Financial
AMP
$49.2B
$727K 0.02%
5,485
+591
+12% +$74.8K
STI
740
DELISTED
SunTrust Banks, Inc.
STI
$724K 0.02%
17,387
+6,093
+54% +$239K
VRP icon
741
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$721K 0.02%
29,219
+10,216
+54% +$253K
PID icon
742
Invesco International Dividend Achievers ETF
PID
$915M
$718K 0.02%
40,993
+17,961
+78% +$323K
AFL icon
743
Aflac
AFL
$61.1B
$717K 0.02%
23,482
+3,636
+18% +$107K
IYJ icon
744
iShares US Industrials ETF
IYJ
$1.94B
$717K 0.02%
13,450
-5,886
-30% -$306K
ROK icon
745
Rockwell Automation
ROK
$48.3B
$714K 0.02%
6,419
+2,162
+51% +$237K
IFLN
746
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$713K 0.02%
37,931
-2,873
-7% -$54.5K
FPX icon
747
First Trust US Equity Opportunities ETF
FPX
$1.48B
$712K 0.02%
14,168
+1,154
+9% +$56.2K
POOL icon
748
Pool Corp
POOL
$7.27B
$710K 0.02%
11,944
+230
+2% +$13.6K
ABE
749
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$710K 0.02%
54,302
-10,254
-16% -$141K
PFM icon
750
Invesco Dividend Achievers ETF
PFM
$809M
$707K 0.02%
32,554
+2,052
+7% +$43.6K
28 29
30
31 32

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.