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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
726
DELISTED
Yahoo Inc
YHOO
$503K 0.01%
14,005
-63,070
-82% -$2.41M
PRGS icon
727
Progress Software
PRGS
$1.78B
$501K 0.01%
22,960
+849
+4% +$20.3K
EROC
728
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$499K 0.01%
94,905
+11,050
+13% +$60K
TSN icon
729
Tyson Foods
TSN
$20.1B
$497K 0.01%
11,292
+1,159
+11% +$43.9K
SNY icon
730
Sanofi
SNY
$104B
$494K 0.01%
9,444
-563
-6% -$28.5K
PFLT icon
731
PennantPark Floating Rate Capital
PFLT
$734M
$493K 0.01%
35,670
-6,730
-16% -$93.3K
IUSG icon
732
iShares Core S&P US Growth ETF
IUSG
$33.8B
$490K 0.01%
13,788
+3,696
+37% +$130K
SUB icon
733
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$489K 0.01%
4,599
+130
+3% +$13.8K
AMP icon
734
Ameriprise Financial
AMP
$49.2B
$487K 0.01%
4,423
+145
+3% +$15.9K
TYC
735
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$487K 0.01%
10,980
+975
+10% +$42.6K
CSR
736
Centerspace
CSR
$926M
$484K 0.01%
5,390
+705
+15% +$60.6K
SOHU
737
Sohu.com
SOHU
$376M
$482K 0.01%
+7,412
New +$548K
IMVP
738
Invesco India ETF
IMVP
$108M
$481K 0.01%
25,705
-933
-4% -$16.1K
NCV
739
Virtus Convertible & Income Fund
NCV
$391M
$480K 0.01%
11,708
+599
+5% +$24.1K
SPIP icon
740
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$480K 0.01%
17,258
+3,280
+23% +$91K
ALB icon
741
Albemarle
ALB
$15.5B
$479K 0.01%
7,219
-67
-0.9% -$4.34K
JFR icon
742
Nuveen Floating Rate Income Fund
JFR
$1.26B
$477K 0.01%
39,923
+29,206
+273% +$352K
ARLP icon
743
Alliance Resource Partners
ARLP
$3.19B
$475K 0.01%
11,288
+28
+0.2% +$1.13K
DTV
744
DELISTED
DIRECTV COM STK (DE)
DTV
$475K 0.01%
6,220
-1,097
-15% -$80.4K
VNDA icon
745
Vanda Pharmaceuticals
VNDA
$304M
$474K 0.01%
29,175
-825
-3% -$11.7K
DTE icon
746
DTE Energy
DTE
$28.5B
$471K 0.01%
7,497
-164
-2% -$9.66K
LM
747
DELISTED
Legg Mason, Inc.
LM
$469K 0.01%
9,571
+1,813
+23% +$80.7K
KRE icon
748
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$468K 0.01%
11,316
+500
+5% +$19.9K
RWO icon
749
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$467K 0.01%
10,697
-148
-1% -$6.3K
BCF
750
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$467K 0.01%
52,476
+3,209
+7% +$27.9K
28 29
30
31 32

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.