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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
51
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$57.1M 0.39%
850,799
+49,837
+6% +$3.34M
HYG icon
52
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$53.8M 0.37%
617,569
+423,799
+219% +$36.8M
JPM icon
53
JPMorgan Chase
JPM
$950B
$53.6M 0.37%
455,568
-24,368
-5% -$2.76M
VGT icon
54
Vanguard Information Technology ETF
VGT
$149B
$53.6M 0.37%
1,987,944
+15,192
+0.8% +$409K
BIV icon
55
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$51.7M 0.36%
587,691
+18,656
+3% +$1.63M
EFAV icon
56
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$51.1M 0.35%
697,660
+33,335
+5% +$2.41M
META icon
57
Meta Platforms (Facebook)
META
$1.51T
$50.2M 0.35%
296,264
+7,752
+3% +$1.47M
IWM icon
58
iShares Russell 2000 ETF
IWM
$81.9B
$49.9M 0.34%
329,485
-37,760
-10% -$5.77M
LQD icon
59
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$48.6M 0.34%
381,982
+23,055
+6% +$2.9M
VXF icon
60
Vanguard Extended Market ETF
VXF
$31.9B
$48.1M 0.33%
413,251
+893
+0.2% +$105K
GLD icon
61
SPDR Gold Trust
GLD
$142B
$47.9M 0.33%
345,092
+19,725
+6% +$2.74M
VYM icon
62
Vanguard High Dividend Yield ETF
VYM
$83.5B
$47.1M 0.33%
531,141
-2,971
-0.6% -$260K
MUB icon
63
iShares National Muni Bond ETF
MUB
$45.9B
$45.8M 0.32%
401,504
+21,010
+6% +$2.4M
VB icon
64
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$45.5M 0.31%
295,613
+35,997
+14% +$5.58M
HD icon
65
Home Depot
HD
$355B
$45.5M 0.31%
196,045
+2,506
+1% +$548K
VO icon
66
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$45.2M 0.31%
1,079,920
+86,592
+9% +$3.62M
ACWV icon
67
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$44M 0.3%
463,725
+125,743
+37% +$11.7M
VNQ icon
68
Vanguard Real Estate ETF
VNQ
$39.1B
$43.4M 0.3%
465,554
-2,345
-0.5% -$213K
DGRO icon
69
iShares Core Dividend Growth ETF
DGRO
$43.6B
$43.2M 0.3%
1,104,236
+190,429
+21% +$7.34M
VCSH icon
70
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$42.9M 0.3%
529,740
+54,581
+11% +$4.41M
EMB icon
71
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$42.9M 0.3%
378,893
-36,349
-9% -$4.13M
MCD icon
72
McDonald's
MCD
$195B
$42.9M 0.3%
199,696
+7,110
+4% +$1.52M
INTC icon
73
Intel
INTC
$513B
$41.7M 0.29%
809,881
-4,942
-0.6% -$243K
SCHD icon
74
Schwab US Dividend Equity ETF
SCHD
$106B
$41.5M 0.29%
2,272,245
+56,826
+3% +$1.02M
CSCO icon
75
Cisco
CSCO
$479B
$40.6M 0.28%
822,821
-24,614
-3% -$1.28M
1 2
3
4 5

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.