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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOG icon
51
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.7B
$40.5M 0.39%
609,128
+598,320
+5,536% +$39.1M
IWS icon
52
iShares Russell Mid-Cap Value ETF
IWS
$16B
$40.2M 0.38%
450,827
-14,673
-3% -$1.28M
WFC icon
53
Wells Fargo
WFC
$264B
$40.2M 0.38%
662,229
+4,658
+0.7% +$263K
JPM icon
54
JPMorgan Chase
JPM
$950B
$39.1M 0.37%
365,903
+20,602
+6% +$2.09M
MO icon
55
Altria Group
MO
$114B
$38.3M 0.37%
536,991
+19,898
+4% +$1.33M
BA icon
56
Boeing
BA
$185B
$38.2M 0.36%
129,551
+4,419
+4% +$1.2M
VOT icon
57
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$37.8M 0.36%
296,160
+15,669
+6% +$1.97M
VNQ icon
58
Vanguard Real Estate ETF
VNQ
$39B
$37.6M 0.36%
453,147
+37,184
+9% +$3.12M
MMM icon
59
3M
MMM
$94.3B
$37.2M 0.36%
188,982
+866
+0.5% +$167K
V icon
60
Visa
V
$677B
$36.9M 0.35%
323,365
+21,269
+7% +$2.35M
FBND icon
61
Fidelity Total Bond ETF
FBND
$27.3B
$36.3M 0.35%
723,050
+9,706
+1% +$488K
SCHV
62
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$36.3M 0.35%
1,989,654
+253,920
+15% +$4.52M
VCSH icon
63
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$36.1M 0.34%
455,326
-28,025
-6% -$2.23M
EFAV icon
64
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$35.9M 0.34%
491,393
+15,214
+3% +$1.1M
USMV icon
65
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$35.7M 0.34%
675,659
+50,827
+8% +$2.64M
VB icon
66
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$34.6M 0.33%
234,063
+41,324
+21% +$5.98M
INTC icon
67
Intel
INTC
$513B
$33.6M 0.32%
728,728
+26,738
+4% +$1.17M
VOE icon
68
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$33.4M 0.32%
299,285
+44,765
+18% +$4.84M
SDY icon
69
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$32.2M 0.31%
341,045
+1,784
+0.5% +$167K
HD icon
70
Home Depot
HD
$355B
$32.1M 0.31%
169,131
+7,139
+4% +$1.23M
SCZ icon
71
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$32M 0.31%
495,766
-37,823
-7% -$2.38M
EFA icon
72
iShares MSCI EAFE ETF
EFA
$80.2B
$31.9M 0.3%
453,011
+68,437
+18% +$4.76M
FDL icon
73
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$31.6M 0.3%
1,049,455
+48,786
+5% +$1.44M
EMB icon
74
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$31.5M 0.3%
271,448
+60,383
+29% +$6.98M
VO icon
75
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$31.4M 0.3%
811,160
+64,216
+9% +$2.42M
1 2
3
4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.