We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
51
Vanguard Morningstar Growth ETF
VUG
$230B
$16.1M 0.44%
970,584
+79,104
+9% +$1.32M
HYEM icon
52
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$15.5M 0.42%
607,265
+22,563
+4% +$587K
GILD icon
53
Gilead Sciences
GILD
$165B
$14.9M 0.41%
140,308
+26,582
+23% +$2.6M
HYS icon
54
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$14.7M 0.4%
141,963
-162,039
-53% -$17.1M
IYH icon
55
iShares US Healthcare ETF
IYH
$3.71B
$14.5M 0.39%
539,500
-277,520
-34% -$7.31M
IEI icon
56
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$14.4M 0.39%
118,517
+3,098
+3% +$376K
IBM icon
57
IBM
IBM
$224B
$14.3M 0.39%
78,529
+4,758
+6% +$867K
INTC icon
58
Intel
INTC
$513B
$14.2M 0.39%
406,793
-58,318
-13% -$1.97M
VER
59
DELISTED
VEREIT, Inc.
VER
$14.2M 0.39%
234,868
+11,980
+5% +$770K
IGIB icon
60
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$13.8M 0.38%
252,246
-31,222
-11% -$1.71M
XLB icon
61
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$13.7M 0.37%
552,888
-347,672
-39% -$8.68M
VCIT icon
62
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$13.4M 0.37%
156,699
+5,786
+4% +$499K
MO icon
63
Altria Group
MO
$114B
$13.3M 0.36%
289,369
-14,343
-5% -$614K
KO icon
64
Coca-Cola
KO
$375B
$12.8M 0.35%
300,702
-10,723
-3% -$443K
MVV icon
65
ProShares Ultra MidCap400
MVV
$163M
$12.6M 0.34%
576,501
+93,348
+19% +$2.16M
CVX icon
66
Chevron
CVX
$366B
$12.5M 0.34%
104,756
-554
-0.5% -$70.7K
IYW icon
67
iShares US Technology ETF
IYW
$25.5B
$12.5M 0.34%
495,472
-347,160
-41% -$8.67M
IYF icon
68
iShares US Financials ETF
IYF
$4.39B
$12.4M 0.34%
295,354
-176,976
-37% -$7.42M
UPS icon
69
United Parcel Service
UPS
$88.9B
$11.8M 0.32%
119,605
-4,432
-4% -$440K
MMM icon
70
3M
MMM
$94.3B
$11.6M 0.32%
98,216
+8,222
+9% +$988K
HR icon
71
Healthcare Realty
HR
$6.84B
$11.4M 0.31%
491,622
-10,731
-2% -$260K
RPV icon
72
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$11.4M 0.31%
215,484
+187,636
+674% +$10.1M
MRK icon
73
Merck
MRK
$318B
$11.3M 0.31%
199,643
+40,230
+25% +$2.26M
PFF icon
74
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11.3M 0.31%
285,187
+6,044
+2% +$239K
KMP
75
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$11M 0.3%
117,277
-56,158
-32% -$5M
1 2
3
4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.