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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
51
Invesco QQQ Trust
QQQ
$481B
$15.2M 0.44%
173,893
-22,709
-12% -$2.01M
VXF icon
52
Vanguard Extended Market ETF
VXF
$31.9B
$15.2M 0.44%
179,216
+20,042
+13% +$1.67M
NOW icon
53
ServiceNow
NOW
$129B
$15M 0.44%
1,250,270
+1,250,000
+462,963% +$15.9M
DTYS
54
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$14.9M 0.43%
496,451
-19,790
-4% -$589K
SDY icon
55
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$14.1M 0.41%
191,782
-14,268
-7% -$1.03M
MBB icon
56
iShares MBS ETF
MBB
$39.1B
$13.8M 0.4%
130,280
-110,617
-46% -$11.7M
VCIT icon
57
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$13.6M 0.4%
160,359
-44,418
-22% -$3.75M
IBM icon
58
IBM
IBM
$224B
$13.6M 0.4%
73,876
+7,499
+11% +$1.32M
IEI icon
59
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$13.5M 0.39%
112,092
+22,171
+25% +$2.68M
HYEM icon
60
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$13M 0.38%
505,913
+248,723
+97% +$6.25M
TIP icon
61
iShares TIPS Bond ETF
TIP
$14.7B
$12.5M 0.37%
111,629
-18,505
-14% -$2.07M
KMP
62
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$12.4M 0.36%
167,407
+6,407
+4% +$498K
VUG icon
63
Vanguard Morningstar Growth ETF
VUG
$230B
$12.3M 0.36%
787,950
-49,722
-6% -$772K
BMY icon
64
Bristol-Myers Squibb
BMY
$132B
$12.1M 0.35%
232,968
+10,079
+5% +$536K
HR icon
65
Healthcare Realty
HR
$6.84B
$12M 0.35%
526,520
-64,205
-11% -$1.4M
UPS icon
66
United Parcel Service
UPS
$88.9B
$12M 0.35%
122,967
+1,505
+1% +$147K
INTC icon
67
Intel
INTC
$513B
$12M 0.35%
463,487
+36,352
+9% +$907K
EFA icon
68
iShares MSCI EAFE ETF
EFA
$80.2B
$11.8M 0.35%
176,307
+8,192
+5% +$541K
MO icon
69
Altria Group
MO
$114B
$11.3M 0.33%
302,519
+5,944
+2% +$216K
KO icon
70
Coca-Cola
KO
$375B
$11.3M 0.33%
291,889
+26,652
+10% +$1.03M
VER
71
DELISTED
VEREIT, Inc.
VER
$11.1M 0.32%
157,772
+76,213
+93% +$5.31M
CVX icon
72
Chevron
CVX
$366B
$10.9M 0.32%
91,988
-3,186
-3% -$371K
PFE icon
73
Pfizer
PFE
$153B
$10.8M 0.31%
353,770
+2,735
+0.8% +$81.5K
EEM icon
74
iShares MSCI Emerging Markets ETF
EEM
$30B
$10.5M 0.31%
255,112
+15,642
+7% +$614K
IJH icon
75
iShares Core S&P Mid-Cap ETF
IJH
$127B
$10M 0.29%
365,275
-2,577,510
-88% -$69.4M
1 2
3
4 5

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.