We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMP
51
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$12.6M 0.43%
156,838
+10,237
+7% +$848K
SDY icon
52
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$12.3M 0.42%
179,070
+6,316
+4% +$436K
IBM icon
53
IBM
IBM
$224B
$12.3M 0.42%
69,740
+422
+0.6% +$76.7K
VWO icon
54
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$12.1M 0.41%
301,244
-518
-0.2% -$20.5K
VXF icon
55
Vanguard Extended Market ETF
VXF
$31.9B
$11.9M 0.4%
154,117
+75,573
+96% +$5.64M
MSFT icon
56
Microsoft
MSFT
$3.71T
$11.9M 0.4%
355,068
-7,389
-2% -$243K
IHY icon
57
VanEck International High Yield Bond ETF
IHY
$43.4M
$11.6M 0.39%
436,003
-179,065
-29% -$4.71M
CVX icon
58
Chevron
CVX
$366B
$11.4M 0.39%
93,789
-4,107
-4% -$505K
VNQ icon
59
Vanguard Real Estate ETF
VNQ
$39.1B
$11.2M 0.38%
169,903
-7,322
-4% -$498K
DIA icon
60
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$11.2M 0.38%
74,302
+6,656
+10% +$1.02M
PFF icon
61
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11M 0.37%
290,872
-80,747
-22% -$3.09M
IWN icon
62
iShares Russell 2000 Value ETF
IWN
$14.6B
$10.9M 0.37%
119,104
+104,483
+715% +$9.42M
XLF icon
63
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$10.5M 0.36%
599,831
-64,869
-10% -$1.15M
EFA icon
64
iShares MSCI EAFE ETF
EFA
$80.2B
$10.4M 0.35%
164,039
-39,074
-19% -$2.39M
BMY icon
65
Bristol-Myers Squibb
BMY
$132B
$10.4M 0.35%
224,893
-3,092
-1% -$136K
PFE icon
66
Pfizer
PFE
$153B
$10.3M 0.35%
378,391
-3,124
-0.8% -$85K
MO icon
67
Altria Group
MO
$114B
$10.1M 0.34%
294,316
+4,582
+2% +$161K
VTV icon
68
Vanguard Morningstar Value ETF
VTV
$192B
$10M 0.34%
143,509
+22,694
+19% +$1.6M
VEA icon
69
Vanguard FTSE Developed Markets ETF
VEA
$237B
$10M 0.34%
252,703
+5,487
+2% +$209K
QQQ icon
70
Invesco QQQ Trust
QQQ
$481B
$9.81M 0.33%
124,447
+18,939
+18% +$1.44M
VGK icon
71
Vanguard FTSE Europe ETF
VGK
$31.1B
$9.56M 0.32%
175,464
+33,521
+24% +$1.75M
INTC icon
72
Intel
INTC
$513B
$9.49M 0.32%
413,732
+21,186
+5% +$488K
AGG icon
73
iShares Core US Aggregate Bond ETF
AGG
$138B
$9.38M 0.32%
87,548
-19,568
-18% -$2.09M
KO icon
74
Coca-Cola
KO
$375B
$9.35M 0.32%
246,368
+8,075
+3% +$319K
MCD icon
75
McDonald's
MCD
$195B
$9.23M 0.31%
96,008
+4,586
+5% +$448K
1 2
3
4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.