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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFA
701
DELISTED
INFORMATICA CORP
INFA
$537K 0.02%
14,209
+133
+0.9% +$5.37K
OTEX icon
702
Open Text
OTEX
$5.99B
$536K 0.02%
22,484
-280
-1% -$6.79K
BDC icon
703
Belden
BDC
$5.28B
$534K 0.02%
7,679
+7,501
+4,214% +$521K
LTS
704
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$532K 0.02%
176,104
– –
PCL
705
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$530K 0.02%
12,599
-953
-7% -$41K
VNR
706
DELISTED
Vanguard Natural Resources, LLC
VNR
$529K 0.02%
17,754
+10,071
+131% +$302K
FXB icon
707
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.9M
$526K 0.02%
3,203
+1,950
+156% +$318K
STT icon
708
State Street
STT
$51.3B
$524K 0.02%
7,604
+353
+5% +$24.4K
AMWD
709
DELISTED
American Woodmark
AMWD
$522K 0.02%
15,496
+14,696
+1,837% +$505K
MS icon
710
Morgan Stanley
MS
$338B
$522K 0.02%
16,761
+4
+0% +$124
TWO
711
Two Harbors Investment
TWO
$1.26B
$522K 0.02%
6,367
+3,695
+138% +$298K
ADAM
712
Adamas Trust
ADAM
$880M
$521K 0.02%
16,750
– –
ZBH icon
713
Zimmer Biomet
ZBH
$18.7B
$519K 0.02%
5,647
+369
+7% +$34K
MFC icon
714
Manulife Financial
MFC
$73.3B
$518K 0.02%
26,832
-1,369
-5% -$26.2K
TFC icon
715
Truist Financial
TFC
$63.4B
$517K 0.02%
12,879
+184
+1% +$7.04K
XBI icon
716
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$517K 0.02%
10,890
+6,393
+142% +$327K
DPO
717
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$517K 0.02%
38,520
+2,500
+7% +$33K
CHY
718
Calamos Convertible and High Income Fund
CHY
$1.07B
$516K 0.02%
38,245
+1,178
+3% +$15.8K
CMO
719
DELISTED
Capstead Mortgage Corp.
CMO
$513K 0.02%
40,553
+20,627
+104% +$260K
IDU icon
720
iShares US Utilities ETF
IDU
$1.35B
$507K 0.01%
9,740
+5,020
+106% +$249K
STAB
721
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$507K 0.01%
36,060
-1,542
-4% -$25.1K
LUMN icon
722
Lumen
LUMN
$6.85B
$506K 0.01%
15,478
-32,142
-67% -$983K
GTLS
723
DELISTED
Chart Industries
GTLS
$505K 0.01%
6,358
+120
+2% +$10.3K
SITC icon
724
SITE Centers
SITC
$158M
$504K 0.01%
23,742
-4,937
-17% -$102K
DHR icon
725
Danaher
DHR
$147B
$503K 0.01%
9,985
-274
-3% -$13.9K
27 28
29
30 31

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.