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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
676
FirstEnergy
FE
$27.1B
$566K 0.02%
16,625
-4,172
-20% -$132K
FAM
677
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$565K 0.02%
40,523
+900
+2% +$12.5K
CBRE icon
678
CBRE Group
CBRE
$41.7B
$563K 0.02%
20,529
+3,107
+18% +$83.8K
PXJ icon
679
Invesco Oil & Gas Services ETF
PXJ
$64.2M
$563K 0.02%
4,173
– –
UUP icon
680
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$562K 0.02%
26,257
-3,104
-11% -$66.9K
MU icon
681
Micron Technology
MU
$972B
$561K 0.02%
23,699
+7,157
+43% +$170K
PBE icon
682
Invesco Biotechnology & Genome ETF
PBE
$358M
$561K 0.02%
13,487
-68
-0.5% -$2.91K
BDX icon
683
Becton Dickinson
BDX
$48.9B
$560K 0.02%
4,905
+139
+3% +$15.3K
IYC icon
684
iShares US Consumer Discretionary ETF
IYC
$1.23B
$559K 0.02%
18,608
+9,548
+105% +$287K
TM icon
685
Toyota
TM
$224B
$557K 0.02%
4,928
-46
-0.9% -$5.31K
LUV icon
686
Southwest Airlines
LUV
$22B
$556K 0.02%
23,559
-70,589
-75% -$1.54M
SCTY
687
DELISTED
SolarCity Corporation
SCTY
$552K 0.02%
8,814
+8,489
+2,612% +$612K
CYB
688
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$550K 0.02%
22,016
+21,616
+5,404% +$549K
BNY
689
Bank of New York Mellon
BNY
$108B
$549K 0.02%
15,560
-241
-2% -$7.96K
TULP
690
Bloomia Holdings
TULP
$16.7M
$548K 0.02%
25,904
+685
+3% +$14.4K
RMT
691
Royce Micro-Cap Trust
RMT
$759M
$548K 0.02%
44,760
-5,054
-10% -$62.5K
VIAB
692
DELISTED
Viacom Inc. Class B
VIAB
$547K 0.02%
6,435
-58
-0.9% -$4.94K
SJT
693
San Juan Basin Royalty Trust
SJT
$121M
$546K 0.02%
30,934
+811
+3% +$14.1K
WIN
694
DELISTED
Windstream Holdings Inc
WIN
$546K 0.02%
8,471
+867
+11% +$53.7K
CTSH icon
695
Cognizant
CTSH
$26.3B
$543K 0.02%
10,730
+746
+7% +$37.3K
IGLB icon
696
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$543K 0.02%
9,335
+3,731
+67% +$212K
KBE icon
697
State Street SPDR S&P Bank ETF
KBE
$1.71B
$543K 0.02%
15,970
+1,550
+11% +$51.1K
SHI
698
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$540K 0.02%
18,092
+4,379
+32% +$124K
BRCM
699
DELISTED
BROADCOM CORP CL-A
BRCM
$540K 0.02%
17,211
-3,256
-16% -$98K
EWP icon
700
iShares MSCI Spain ETF
EWP
$2.2B
$537K 0.02%
13,162
-4,985
-27% -$196K
26 27
28
29 30

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.