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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCN
676
PIMCO Corporate & Income Strategy Fund
PCN
$889M
$483K 0.02%
29,318
-4,841
-14% -$79.3K
BNY
677
Bank of New York Mellon
BNY
$108B
$480K 0.02%
15,820
-1,047
-6% -$32.1K
ELV icon
678
Elevance Health
ELV
$86.2B
$480K 0.02%
5,706
+323
+6% +$27.7K
HPQ icon
679
HP
HPQ
$27.3B
$480K 0.02%
49,957
-3,433
-6% -$37.9K
DHR icon
680
Danaher
DHR
$147B
$476K 0.02%
10,086
+3,083
+44% +$140K
WPC icon
681
W.P. Carey
WPC
$16.1B
$476K 0.02%
7,510
-4,577
-38% -$301K
TAL
682
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$473K 0.02%
10,115
+353
+4% +$15.2K
EMCB icon
683
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$469K 0.02%
6,299
+581
+10% +$42.9K
TAP icon
684
Molson Coors Class B
TAP
$7.93B
$469K 0.02%
9,316
+1,550
+20% +$78K
DPD
685
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$468K 0.02%
31,937
+26,812
+523% +$401K
BDX icon
686
Becton Dickinson
BDX
$48.9B
$467K 0.02%
4,712
-715
-13% -$70K
FNV icon
687
Franco-Nevada
FNV
$46.5B
$466K 0.02%
10,294
+10,224
+14,606% +$435K
LKM
688
DELISTED
Link Motion Inc.
LKM
$463K 0.02%
21,250
+13,200
+164% +$214K
IWC icon
689
iShares Micro-Cap ETF
IWC
$1.49B
$462K 0.02%
6,753
+2,216
+49% +$146K
MFC icon
690
Manulife Financial
MFC
$73.3B
$462K 0.02%
27,899
-486
-2% -$8.3K
SVVC
691
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$462K 0.02%
18,865
-5,745
-23% -$128K
EWI icon
692
iShares MSCI Italy ETF
EWI
$1.08B
$461K 0.02%
16,335
+6,256
+62% +$166K
SCHB icon
693
Schwab US Broad Market ETF
SCHB
$44.8B
$460K 0.02%
67,212
+58,086
+636% +$395K
HYV
694
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$457K 0.02%
37,725
-124
-0.3% -$1.48K
EROC
695
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$455K 0.02%
64,095
+17,295
+37% +$120K
AMRE
696
DELISTED
AMREIT INC NEW COM STK
AMRE
$451K 0.02%
25,971
-59
-0.2% -$1.05K
SNY icon
697
Sanofi
SNY
$104B
$450K 0.02%
8,806
-235
-3% -$12K
AMAT icon
698
Applied Materials
AMAT
$415B
$446K 0.02%
25,417
-4,300
-14% -$68.7K
CLF icon
699
Cleveland-Cliffs
CLF
$7.13B
$445K 0.02%
21,572
-3,748
-15% -$77.1K
IMVP
700
Invesco India ETF
IMVP
$108M
$443K 0.02%
27,738
+3,301
+14% +$53.1K
26 27
28
29 30

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.