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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
651
Archer Daniels Midland
ADM
$36.9B
$1.89M 0.02%
44,504
+474
+1% +$20K
SAR icon
652
Saratoga Investment
SAR
$322M
$1.89M 0.02%
87,855
+1,136
+1% +$24K
FLG
653
Flagstar Bank National Association
FLG
$5.82B
$1.89M 0.02%
48,896
+1,424
+3% +$53.7K
RDIV icon
654
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$1.88M 0.02%
53,967
+24,587
+84% +$828K
MDYG icon
655
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$1.88M 0.02%
38,250
+423
+1% +$20.3K
RWX icon
656
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.88M 0.02%
48,979
+3,390
+7% +$131K
DPZ icon
657
Domino's
DPZ
$11.6B
$1.88M 0.02%
9,460
+6,287
+198% +$1.22M
IT icon
658
Gartner
IT
$11.7B
$1.88M 0.02%
15,082
+240
+2% +$29.7K
PWJ
659
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
$1.88M 0.02%
48,741
+1,421
+3% +$54.7K
HYEM icon
660
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$1.87M 0.02%
75,496
-4,568
-6% -$112K
TFI icon
661
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.86M 0.02%
38,095
-3,222
-8% -$158K
JHML icon
662
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$1.86M 0.02%
56,719
+27,582
+95% +$883K
UUP icon
663
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$1.86M 0.02%
76,976
-209
-0.3% -$5.06K
CMP icon
664
Compass Minerals
CMP
$1.15B
$1.86M 0.02%
28,546
+10,297
+56% +$688K
EL icon
665
Estee Lauder
EL
$32B
$1.85M 0.02%
17,180
-508
-3% -$52.1K
TSLX icon
666
Sixth Street Specialty
TSLX
$1.81B
$1.85M 0.02%
88,289
+31,754
+56% +$657K
TROW icon
667
T. Rowe Price
TROW
$24.3B
$1.85M 0.02%
20,349
+3,973
+24% +$329K
PPA icon
668
Invesco Aerospace & Defense ETF
PPA
$8.7B
$1.84M 0.02%
35,909
+5,728
+19% +$279K
EWZ icon
669
iShares MSCI Brazil ETF
EWZ
$8.95B
$1.83M 0.02%
43,907
+4,379
+11% +$171K
PCN
670
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$1.83M 0.02%
104,985
+4,146
+4% +$71.2K
SPAB icon
671
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$1.82M 0.02%
104,560
+46,120
+79% +$1.33M
XHB icon
672
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$1.82M 0.02%
45,681
+11,208
+33% +$431K
BXMT icon
673
Blackstone Mortgage Trust
BXMT
$2.38B
$1.82M 0.02%
58,462
-50,535
-46% -$1.57M
XOP icon
674
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$1.82M 0.02%
13,324
-81
-0.6% -$10.2K
CI icon
675
Cigna
CI
$74.6B
$1.82M 0.02%
9,711
+3,775
+64% +$672K
25 26
27
28 29

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.