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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
651
Schwab US Mid-Cap ETF
SCHM
$15B
$1.09M 0.02%
81,480
+4,185
+5% +$56.8K
EZU icon
652
iShare MSCI Eurozone ETF
EZU
$9.88B
$1.09M 0.02%
30,997
-1,408
-4% -$50.9K
ET icon
653
Energy Transfer Partners
ET
$70.9B
$1.08M 0.02%
78,745
+43,828
+126% +$819K
REM icon
654
iShares Mortgage Real Estate ETF
REM
$538M
$1.08M 0.02%
28,266
+1,053
+4% +$41.9K
OPK icon
655
Opko Health
OPK
$1.04B
$1.08M 0.02%
107,522
+24,232
+29% +$243K
DNB
656
DELISTED
Dun & Bradstreet
DNB
$1.08M 0.02%
10,386
-32
-0.3% -$3.47K
PFLT icon
657
PennantPark Floating Rate Capital
PFLT
$734M
$1.07M 0.02%
95,510
+23,574
+33% +$276K
FTF
658
Franklin Limited Duration Income Trust
FTF
$233M
$1.07M 0.02%
100,254
+34,984
+54% +$384K
PID icon
659
Invesco International Dividend Achievers ETF
PID
$915M
$1.07M 0.02%
79,103
-28,544
-27% -$423K
LHX icon
660
L3Harris
LHX
$54B
$1.07M 0.02%
12,291
-773
-6% -$62.2K
HQH
661
abrdn Healthcare Investors
HQH
$1.33B
$1.07M 0.02%
35,949
-663
-2% -$20.5K
RPM icon
662
RPM International
RPM
$14.8B
$1.07M 0.02%
24,199
-2,816
-10% -$127K
BRCM
663
DELISTED
BROADCOM CORP CL-A
BRCM
$1.06M 0.02%
18,426
-7,559
-29% -$407K
KXI icon
664
iShares Global Consumer Staples ETF
KXI
$1.06B
$1.06M 0.02%
22,736
-194
-0.8% -$9.06K
ADM icon
665
Archer Daniels Midland
ADM
$38.8B
$1.06M 0.02%
28,811
-6,563
-19% -$263K
HEZU icon
666
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
$1.05M 0.02%
40,932
+8,676
+27% +$230K
PHO icon
667
Invesco Water Resources ETF
PHO
$2.09B
$1.05M 0.02%
48,527
+23,438
+93% +$518K
IFGL icon
668
iShares International Developed Real Estate ETF
IFGL
$82.2M
$1.05M 0.02%
37,532
-6,291
-14% -$180K
DOL icon
669
WisdomTree True Developed International Fund
DOL
$841M
$1.04M 0.02%
24,117
-7,294
-23% -$325K
WR
670
DELISTED
Westar Energy Inc
WR
$1.04M 0.02%
24,522
+266
+1% +$10.9K
BSCJ
671
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.04M 0.02%
49,750
+13,035
+36% +$274K
SNA icon
672
Snap-on
SNA
$21.3B
$1.04M 0.02%
6,053
+2,551
+73% +$425K
TFC icon
673
Truist Financial
TFC
$63.4B
$1.04M 0.02%
27,442
+1,008
+4% +$37.9K
PSP icon
674
Invesco Global Listed Private Equity ETF
PSP
$244M
$1.03M 0.02%
19,667
-3,036
-13% -$165K
TUZ
675
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$1.03M 0.02%
20,427
+67
+0.3% +$3.41K
25 26
27
28 29

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.