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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPD
651
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$612K 0.02%
38,187
-520
-1% -$8.04K
PWP
652
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$609K 0.02%
23,725
+1
+0% +$26
SUNE
653
DELISTED
SUNEDISON, INC COM
SUNE
$608K 0.02%
32,247
– –
TXN icon
654
Texas Instruments
TXN
$256B
$606K 0.02%
12,893
-550
-4% -$24.3K
CBRL icon
655
Cracker Barrel
CBRL
$1.25B
$605K 0.02%
6,091
+79
+1% +$7.97K
IJS icon
656
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$603K 0.02%
10,640
-716
-6% -$39.6K
EQT icon
657
EQT Corp
EQT
$33.8B
$600K 0.02%
11,366
+129
+1% +$6.72K
MXI icon
658
iShares Global Materials ETF
MXI
$363M
$600K 0.02%
9,611
-1,824
-16% -$112K
ROK icon
659
Rockwell Automation
ROK
$48.3B
$598K 0.02%
4,799
+292
+6% +$34.7K
BOH icon
660
Bank of Hawaii
BOH
$3.1B
$593K 0.02%
9,777
-1,545
-14% -$90K
MIE
661
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$593K 0.02%
33,140
+1,773
+6% +$31.7K
NVO
662
Novo Nordisk
NVO
$209B
$592K 0.02%
25,952
+1,832
+8% +$39K
SLA
663
DELISTED
AMERICAN SELECT PTFL INC
SLA
$588K 0.02%
59,233
+7,891
+15% +$76.5K
SYK icon
664
Stryker
SYK
$133B
$587K 0.02%
7,216
+1,214
+20% +$96.6K
BWP
665
DELISTED
Boardwalk Pipeline Partners
BWP
$584K 0.02%
43,583
-24,756
-36% -$444K
IGE icon
666
iShares North American Natural Resources ETF
IGE
$778M
$580K 0.02%
13,085
-1,048
-7% -$44.9K
PANW icon
667
Palo Alto Networks
PANW
$314B
$576K 0.02%
+50,382
New +$572K
AOA icon
668
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$573K 0.02%
12,625
+6,715
+114% +$298K
GAS
669
DELISTED
AGL Resources Inc
GAS
$573K 0.02%
11,694
-156
-1% -$7.35K
SRCL
670
DELISTED
Stericycle Inc
SRCL
$571K 0.02%
5,029
+1,793
+55% +$207K
BUD icon
671
AB InBev
BUD
$164B
$569K 0.02%
5,408
+361
+7% +$36.6K
LNG icon
672
Cheniere Energy
LNG
$54.9B
$569K 0.02%
10,281
+889
+9% +$42.6K
EWI icon
673
iShares MSCI Italy ETF
EWI
$1.08B
$567K 0.02%
16,004
-3,619
-18% -$118K
GBF icon
674
iShares Government/Credit Bond ETF
GBF
$127M
$567K 0.02%
5,091
+623
+14% +$69.1K
DAL icon
675
Delta Air Lines
DAL
$58.7B
$566K 0.02%
16,319
+2,574
+19% +$82.8K
25 26
27
28 29

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.