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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INVX
626
Innovex International
INVX
$2.04B
$656K 0.02%
5,854
-29
-0.5% -$3K
ADM icon
627
Archer Daniels Midland
ADM
$38.8B
$655K 0.02%
15,097
-756
-5% -$31.2K
IRF
628
DELISTED
INTL RECTIFIER CORP
IRF
$652K 0.02%
23,813
-343
-1% -$9.11K
TRP icon
629
TC Energy
TRP
$66B
$650K 0.02%
14,277
+4,754
+50% +$211K
BPT
630
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$648K 0.02%
7,674
+2,722
+55% +$219K
TYL icon
631
Tyler Technologies
TYL
$13B
$648K 0.02%
6,938
-7,186
-51% -$694K
PFM icon
632
Invesco Dividend Achievers ETF
PFM
$809M
$647K 0.02%
32,177
-931
-3% -$18.2K
USIG icon
633
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$647K 0.02%
11,820
-3,484
-23% -$189K
FEM icon
634
First Trust Emerging Markets AlphaDEX Fund
FEM
$785M
$644K 0.02%
26,893
+8,063
+43% +$190K
IYT icon
635
iShares US Transportation ETF
IYT
$2.27B
$642K 0.02%
18,972
+4,160
+28% +$137K
BHP icon
636
BHP
BHP
$230B
$641K 0.02%
11,194
-1,058
-9% -$59.3K
TWX
637
DELISTED
Time Warner Inc
TWX
$640K 0.02%
10,221
-202
-2% -$12.7K
ACN icon
638
Accenture
ACN
$109B
$636K 0.02%
7,952
+31
+0.4% +$2.55K
GAZ
639
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$632K 0.02%
206,564
+4,125
+2% +$12.1K
AA icon
640
Alcoa
AA
$13.6B
$625K 0.02%
20,217
+1,572
+8% +$43.7K
TD icon
641
Toronto Dominion Bank
TD
$200B
$623K 0.02%
13,266
+744
+6% +$33.5K
FDX icon
642
FedEx
FDX
$76.9B
$621K 0.02%
4,683
-9,777
-68% -$1.33M
ACAS
643
DELISTED
American Capital Ltd
ACAS
$621K 0.02%
39,291
+12,077
+44% +$186K
CLB icon
644
Core Laboratories
CLB
$561M
$619K 0.02%
3,121
+157
+5% +$29.6K
ATVI
645
DELISTED
Activision Blizzard
ATVI
$618K 0.02%
30,237
-3,930
-12% -$74.6K
JCI icon
646
Johnson Controls International
JCI
$91.3B
$617K 0.02%
12,426
+925
+8% +$46.8K
FCG icon
647
First Trust Natural Gas ETF
FCG
$645M
$614K 0.02%
5,927
+280
+5% +$27.5K
COV
648
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$614K 0.02%
8,354
-2,664
-24% -$186K
FEZ icon
649
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$613K 0.02%
14,377
+9,986
+227% +$414K
ORLY icon
650
O'Reilly Automotive
ORLY
$74.6B
$612K 0.02%
61,875
+29,820
+93% +$285K
24 25
26
27 28

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.