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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
601
Aflac
AFL
$61.2B
$698K 0.02%
22,150
+1,776
+9% +$56.4K
DST
602
DELISTED
DST Systems Inc.
DST
$697K 0.02%
14,836
+308
+2% +$14.4K
WFT
603
DELISTED
Weatherford International plc
WFT
$695K 0.02%
40,142
+19,745
+97% +$303K
CYS
604
DELISTED
CYS Investments Inc.
CYS
$690K 0.02%
83,477
+1,170
+1% +$9.68K
FCE.A
605
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$687K 0.02%
35,991
+32
+0.1% +$604
HTS
606
DELISTED
HATTERAS FINANCIAL CORP
HTS
$686K 0.02%
36,388
+364
+1% +$6.79K
DOV icon
607
Dover
DOV
$28.3B
$682K 0.02%
10,331
-3,040
-23% -$189K
APA icon
608
APA Corp
APA
$14.4B
$681K 0.02%
8,212
-12,864
-61% -$1.06M
RPM icon
609
RPM International
RPM
$14.8B
$681K 0.02%
16,268
+804
+5% +$33.1K
ASH icon
610
Ashland
ASH
$3.45B
$680K 0.02%
13,967
+515
+4% +$24.2K
EOG icon
611
EOG Resources
EOG
$74.6B
$679K 0.02%
7,800
+1,852
+31% +$165K
XRT icon
612
State Street SPDR S&P Retail ETF
XRT
$652M
$678K 0.02%
16,106
+168
+1% +$7.03K
CINF icon
613
Cincinnati Financial
CINF
$26.7B
$677K 0.02%
13,909
-11,947
-46% -$576K
RSPH icon
614
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$677K 0.02%
57,640
+10
+0% +$115
SIAL
615
DELISTED
SIGMA - ALDRICH CORP
SIAL
$675K 0.02%
7,234
+173
+2% +$16.2K
GLAD icon
616
Gladstone Capital
GLAD
$440M
$674K 0.02%
33,427
+172
+0.5% +$3.39K
POOL icon
617
Pool Corp
POOL
$7.27B
$674K 0.02%
11,533
+361
+3% +$20.8K
UNF icon
618
Unifirst Corp
UNF
$5.24B
$673K 0.02%
6,133
+152
+3% +$16.5K
IFLN
619
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$672K 0.02%
34,627
-13,332
-28% -$258K
PPL
620
PPL Corp
PPL
$26.3B
$671K 0.02%
21,726
+6,997
+48% +$203K
PEY icon
621
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$658K 0.02%
54,038
-13,005
-19% -$152K
VIS icon
622
Vanguard Industrials ETF
VIS
$8.44B
$658K 0.02%
6,540
+2,574
+65% +$254K
ACG
623
DELISTED
AllianceBernstein Income Fund Inc
ACG
$658K 0.02%
89,668
+3,733
+4% +$27.5K
ILF icon
624
iShares Latin America 40 ETF
ILF
$3.81B
$657K 0.02%
17,963
+3,082
+21% +$105K
MMS icon
625
Maximus
MMS
$2.9B
$656K 0.02%
13,717
+592
+5% +$26.8K
23 24
25
26 27

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.