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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEM icon
576
First Trust Emerging Markets AlphaDEX Fund
FEM
$780M
$1.16M 0.02%
64,546
+8,267
+15% +$166K
IDLV icon
577
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$1.15M 0.02%
40,719
+3,336
+9% +$99.1K
BSCH
578
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.15M 0.02%
50,849
+1,248
+3% +$28.4K
GDX icon
579
VanEck Gold Miners ETF
GDX
$27.4B
$1.15M 0.02%
83,867
-17,826
-18% -$257K
CB
580
DELISTED
CHUBB CORPORATION
CB
$1.15M 0.02%
9,413
-1,969
-17% -$241K
SEIC icon
581
SEI Investments
SEIC
$12.6B
$1.15M 0.02%
23,798
-14,826
-38% -$755K
TWX
582
DELISTED
Time Warner Inc
TWX
$1.15M 0.02%
16,846
+1,580
+10% +$124K
ROM icon
583
ProShares Ultra Technology
ROM
$1.26B
$1.15M 0.02%
273,568
-19,712
-7% -$90.7K
RPM icon
584
RPM International
RPM
$14.9B
$1.13M 0.02%
27,015
+806
+3% +$36.7K
SFBS
585
ServisFirst Bancshares
SFBS
$4.9B
$1.13M 0.02%
55,300
-8,500
-13% -$166K
VIS icon
586
Vanguard Industrials ETF
VIS
$8.49B
$1.13M 0.02%
11,877
+73
+0.6% +$7.41K
EGAS
587
DELISTED
Gas Natural Inc.
EGAS
$1.12M 0.02%
125,373
+1,556
+1% +$14.5K
AZN icon
588
AstraZeneca
AZN
$247B
$1.12M 0.02%
17,566
-97
-0.5% -$6.38K
EZU icon
589
iShare MSCI Eurozone ETF
EZU
$9.9B
$1.11M 0.02%
32,405
+4,324
+15% +$160K
NUE icon
590
Nucor
NUE
$62.4B
$1.11M 0.02%
29,646
-189
-0.6% -$8.1K
AMSG
591
DELISTED
Amsurg Corp
AMSG
$1.11M 0.02%
14,277
+7,343
+106% +$566K
ECL icon
592
Ecolab
ECL
$79.9B
$1.11M 0.02%
10,116
+840
+9% +$94K
HQL
593
abrdn Life Sciences Investors
HQL
$641M
$1.1M 0.02%
48,708
+32,174
+195% +$901K
QDEF icon
594
FlexShares Quality Dividend Defensive Index Fund
QDEF
$561M
$1.09M 0.02%
32,776
-865
-3% -$30.3K
PGF icon
595
Invesco Financial Preferred ETF
PGF
$667M
$1.09M 0.02%
59,833
-6,610
-10% -$121K
DNB
596
DELISTED
Dun & Bradstreet
DNB
$1.09M 0.02%
10,418
+7
+0.1% +$799
REM icon
597
iShares Mortgage Real Estate ETF
REM
$545M
$1.08M 0.02%
27,213
-474
-2% -$20.2K
BSRR icon
598
Sierra Bancorp
BSRR
$527M
$1.08M 0.02%
67,679
-1,983
-3% -$33.3K
RAD
599
DELISTED
Rite Aid Corporation
RAD
$1.08M 0.02%
8,892
+508
+6% +$84.6K
CHL
600
DELISTED
China Mobile Limited
CHL
$1.08M 0.02%
18,116
+2,685
+17% +$166K
22 23
24
25 26

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.