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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
576
VanEck Gold Miners ETF
GDX
$27.6B
$731K 0.02%
30,979
+980
+3% +$24.1K
DSL
577
DoubleLine Income Solutions Fund
DSL
$1.23B
$729K 0.02%
34,340
+8,700
+34% +$184K
PGF icon
578
Invesco Financial Preferred ETF
PGF
$667M
$729K 0.02%
40,954
-3,976
-9% -$69.5K
VTR icon
579
Ventas
VTR
$47.2B
$728K 0.02%
10,528
+157
+2% +$10.9K
EWX icon
580
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$727K 0.02%
15,317
-8,631
-36% -$393K
DWX icon
581
State Street SPDR S&P International Dividend ETF
DWX
$529M
$726K 0.02%
14,937
+493
+3% +$23.1K
FITB
582
Fifth Third Bancorp
FITB
$51.8B
$726K 0.02%
31,639
+4,849
+18% +$106K
DBA icon
583
Invesco DB Agriculture Fund
DBA
$1.24B
$724K 0.02%
25,701
-3,729
-13% -$97.8K
HYD icon
584
VanEck High Yield Muni ETF
HYD
$4.4B
$722K 0.02%
12,202
+7
+0.1% +$409
IEZ icon
585
iShares US Oil Equipment & Services ETF
IEZ
$383M
$722K 0.02%
10,568
-1,300
-11% -$83.5K
PSF icon
586
Cohen & Steers Select Preferred & Income Fund
PSF
$237M
$720K 0.02%
28,875
+257
+0.9% +$6.34K
CHKP icon
587
Check Point Software Technologies
CHKP
$13.4B
$719K 0.02%
10,629
+552
+5% +$36.5K
GD icon
588
General Dynamics
GD
$107B
$718K 0.02%
6,595
-328
-5% -$34K
GSG icon
589
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$718K 0.02%
21,770
-4,588
-17% -$148K
PRU icon
590
Prudential Financial
PRU
$42.1B
$717K 0.02%
8,467
-873
-9% -$75.1K
UGE icon
591
ProShares Ultra Consumer Staples
UGE
$10M
$716K 0.02%
+108,708
New +$688K
HPQ icon
592
HP
HPQ
$27.3B
$715K 0.02%
48,620
-2,317
-5% -$31.2K
SJM icon
593
J.M. Smucker
SJM
$12.6B
$712K 0.02%
7,315
-3,994
-35% -$388K
POT
594
DELISTED
Potash Corp Of Saskatchewan
POT
$712K 0.02%
19,657
+3,027
+18% +$102K
KFN
595
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$706K 0.02%
61,047
-3,108
-5% -$38K
EFOR
596
Everforth Inc
EFOR
$1.33B
$705K 0.02%
18,278
+17,578
+2,511% +$589K
GNTX icon
597
Gentex
GNTX
$5.02B
$704K 0.02%
44,634
-12,052
-21% -$192K
HEDJ icon
598
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$703K 0.02%
24,856
-942
-4% -$26K
ELV icon
599
Elevance Health
ELV
$86.2B
$701K 0.02%
7,040
+568
+9% +$51.4K
GM icon
600
General Motors
GM
$77.2B
$701K 0.02%
20,356
+2,413
+13% +$88.6K
22 23
24
25 26

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.