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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSX icon
551
Boston Scientific
BSX
$73.1B
$777K 0.02%
57,468
+40,263
+234% +$528K
SNA icon
552
Snap-on
SNA
$21.3B
$776K 0.02%
6,912
+150
+2% +$16.2K
VMW
553
DELISTED
VMware, Inc
VMW
$776K 0.02%
7,182
+5,695
+383% +$558K
SLRC icon
554
SLR Investment Corp
SLRC
$708M
$772K 0.02%
35,440
– –
WTRG icon
555
Essential Utilities
WTRG
$11.3B
$771K 0.02%
30,757
-3,229
-10% -$78K
SYLD icon
556
Cambria Shareholder Yield ETF
SYLD
$1.02B
$768K 0.02%
25,392
+18,372
+262% +$540K
PIZ icon
557
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$730M
$767K 0.02%
28,427
+3,634
+15% +$96.3K
UPW icon
558
ProShares Ultra Utilities
UPW
$16.1M
$767K 0.02%
+112,572
New +$696K
CVG
559
DELISTED
Convergys
CVG
$765K 0.02%
34,929
-383
-1% -$7.95K
RIG icon
560
Transocean
RIG
$6.33B
$764K 0.02%
18,476
+3,937
+27% +$171K
CLF icon
561
Cleveland-Cliffs
CLF
$7.13B
$763K 0.02%
37,295
+17,104
+85% +$354K
AET
562
DELISTED
Aetna Inc
AET
$763K 0.02%
10,178
-514
-5% -$36.4K
SPIB icon
563
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$762K 0.02%
22,410
-8,267
-27% -$281K
AWK icon
564
American Water Works
AWK
$26.9B
$758K 0.02%
16,694
-767
-4% -$33.2K
FSLR icon
565
First Solar
FSLR
$25.7B
$755K 0.02%
10,833
+9,280
+598% +$517K
MAIN icon
566
Main Street Capital
MAIN
$5.44B
$754K 0.02%
22,945
-1,549
-6% -$52.7K
VVR icon
567
Invesco Senior Income Trust
VVR
$459M
$753K 0.02%
150,081
+26,200
+21% +$132K
LINE
568
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$752K 0.02%
26,558
+1,676
+7% +$52.8K
UYG icon
569
ProShares Ultra Financials
UYG
$851M
$751K 0.02%
+36,864
New +$717K
IRT icon
570
Independence Realty Trust
IRT
$3.94B
$749K 0.02%
84,008
+51,540
+159% +$442K
IWC icon
571
iShares Micro-Cap ETF
IWC
$1.49B
$740K 0.02%
9,573
+1,657
+21% +$127K
ODFL icon
572
Old Dominion Freight Line
ODFL
$44.1B
$735K 0.02%
41,220
-414
-1% -$7.51K
UXI icon
573
ProShares Ultra Industrials
UXI
$32.5M
$735K 0.02%
+85,188
New +$714K
ORC
574
Orchid Island Capital
ORC
$1.3B
$734K 0.02%
12,363
+3,514
+40% +$223K
DFS
575
DELISTED
Discover Financial Services
DFS
$732K 0.02%
12,574
+2,790
+29% +$156K
21 22
23
24 25

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.