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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
551
Prudential Financial
PRU
$42.1B
$675K 0.02%
8,583
+670
+8% +$52.5K
DFS
552
DELISTED
Discover Financial Services
DFS
$673K 0.02%
13,315
+6,386
+92% +$319K
TEVA icon
553
Teva Pharmaceuticals
TEVA
$42.1B
$668K 0.02%
17,685
-1,964
-10% -$76.6K
BX icon
554
Blackstone
BX
$113B
$666K 0.02%
28,482
+6,060
+27% +$135K
WTRG icon
555
Essential Utilities
WTRG
$11.3B
$664K 0.02%
26,842
+3,752
+16% +$95.7K
ASH icon
556
Ashland
ASH
$3.45B
$661K 0.02%
14,621
+105
+0.7% +$4.53K
CLR
557
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$661K 0.02%
12,310
+11,262
+1,075% +$540K
MSEX icon
558
Middlesex Water
MSEX
$1.09B
$656K 0.02%
30,655
+2,125
+7% +$44.5K
PSF icon
559
Cohen & Steers Select Preferred & Income Fund
PSF
$237M
$656K 0.02%
27,376
+2,613
+11% +$64.9K
EIX icon
560
Edison International
EIX
$26.1B
$654K 0.02%
14,180
-281
-2% -$13.3K
MAIN icon
561
Main Street Capital
MAIN
$5.44B
$651K 0.02%
21,758
+1,635
+8% +$48.7K
COV
562
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$649K 0.02%
10,665
-1,195
-10% -$72.9K
FLS icon
563
Flowserve
FLS
$10.1B
$647K 0.02%
11,422
+7,681
+205% +$444K
VIAV icon
564
Viavi Solutions
VIAV
$9.18B
$647K 0.02%
77,313
+60,993
+374% +$501K
PCG icon
565
PG&E
PCG
$37.5B
$646K 0.02%
15,791
-245
-2% -$10.6K
IYT icon
566
iShares US Transportation ETF
IYT
$2.27B
$645K 0.02%
21,932
+9,220
+73% +$266K
DWX icon
567
State Street SPDR S&P International Dividend ETF
DWX
$529M
$644K 0.02%
13,808
-103
-0.7% -$4.68K
PGJ icon
568
Invesco Golden Dragon China ETF
PGJ
$100M
$642K 0.02%
22,398
-499
-2% -$12.5K
CYS
569
DELISTED
CYS Investments Inc.
CYS
$642K 0.02%
78,950
+8,999
+13% +$72.8K
MGC icon
570
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$641K 0.02%
11,169
-2,203
-16% -$126K
MIDD icon
571
Middleby
MIDD
$5.89B
$639K 0.02%
10,185
+903
+10% +$58K
RPG icon
572
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$637K 0.02%
50,100
+7,225
+17% +$88.8K
ADM icon
573
Archer Daniels Midland
ADM
$38.8B
$635K 0.02%
17,141
+154
+0.9% +$5.61K
FLG
574
Flagstar Bank National Association
FLG
$5.84B
$635K 0.02%
13,988
-1,122
-7% -$50.4K
PFM icon
575
Invesco Dividend Achievers ETF
PFM
$809M
$634K 0.02%
34,175
+31,382
+1,124% +$585K
21 22
23
24 25

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.