LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVLT
5601
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-1,100
NYNY
5602
DELISTED
Empire Resorts, Inc.
NYNY
$0 ﹤0.01%
47
OIBR.C
5603
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
94
+93
CTIC
5604
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
20
ARCW
5605
DELISTED
ARC Group Worldwide, Inc
ARCW
– –
-63
ESV
5606
DELISTED
Ensco Rowan plc
ESV
– –
-3,915
HYGS
5607
DELISTED
Hydrogenics Corp
HYGS
– –
-1,100
IBMM
5608
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
– –
-675
YELL
5609
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
-1
UBOH
5610
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
VCF
5611
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
20
MCF
5612
DELISTED
Contango Oil & Gas Co.
MCF
– –
-184
NHLD
5613
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
SPN
5614
DELISTED
Superior Energy Services, Inc.
SPN
– –
-182
TCF
5615
DELISTED
TCF Financial Corporation
TCF
– –
-5,483
AIM
5616
AIM ImmunoTech
AIM
$4.24M
– –
0
TBRG icon
5617
TruBridge
TBRG
$384M
$0 ﹤0.01%
5
MNRL
5618
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$0 ﹤0.01%
3
+1
ENFC
5619
DELISTED
Entegra Financial Corp.
ENFC
– –
-500
LLL
5620
DELISTED
L3 Technologies, Inc.
LLL
– –
-4,797
ABEO icon
5621
Abeona Therapeutics
ABEO
$315M
– –
-4
ACHV icon
5622
Achieve Life Sciences
ACHV
$221M
– –
0
ACMR icon
5623
ACM Research
ACMR
$3.55B
$0 ﹤0.01%
18
ACTG icon
5624
Acacia Research
ACTG
$466M
$0 ﹤0.01%
148
ADVM
5625
DELISTED
Adverum Biotechnologies
ADVM
– –
-54
223 224
225
226 227