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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPL
5601
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-23,324
Closed -$4K
CTRL
5602
DELISTED
Control4 Corporation
CTRL
– –
-4,066
Closed -$97K
DATA
5603
DELISTED
Tableau Software, Inc.
DATA
– –
-2,365
Closed -$392K
WP
5604
DELISTED
Worldpay, Inc.
WP
– –
-5,262
Closed -$647K
UQM
5605
DELISTED
UQM Technologies, Inc.
UQM
– –
-500
Closed -$1K
ARRY
5606
DELISTED
Array Biopharma Inc
ARRY
– –
-3,075
Closed -$142K
ANDX
5607
DELISTED
Andeavor Logistics LP
ANDX
– –
-8,438
Closed -$307K
LEXEA
5608
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-489
Closed -$23K
HFBC
5609
DELISTED
HopFed Bancorp Inc
HFBC
– –
-2,024
Closed -$38K
AMID
5610
DELISTED
American Midstream Partners, LP
AMID
– –
-65,679
Closed -$340K
PETX
5611
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-8,380
Closed -$43K
SZC.RT
5612
DELISTED
Cushing Renaissance Fund
SZC.RT
– –
-59,476
Closed -$12K
HTZ.RT
5613
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-5,112
Closed -$10K
MELR
5614
DELISTED
Melrose Bancorp, Inc.
MELR
– –
-100
Closed -$2K
GM.WS.B
5615
DELISTED
General Motors Company
GM.WS.B
– –
-6,253
Closed -$127K
TI.A
5616
DELISTED
Telecom Italia 10 Svg
TI.A
– –
-15,549
Closed -$80K
HF
5617
DELISTED
HFF Inc.
HF
– –
-13
Closed -$1K
LABL
5618
DELISTED
Multi-Color Corp
LABL
– –
-20
Closed -$1K
SDLP
5619
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-30
Closed –
LLL
5620
DELISTED
L3 Technologies, Inc.
LLL
– –
-4,797
Closed -$1.18M
LION
5621
DELISTED
Fidelity Southern Corporation
LION
– –
-70
Closed -$2K
GTYH
5622
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$0 ﹤0.01%
+31
New +$200
DHXM
5623
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$0 ﹤0.01%
290
– –
NVIV
5624
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
– –
CEI
5625
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
223 224
225
226 227

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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.