LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXRT
5576
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
33
YTEN
5577
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
MOTS
5578
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
– –
-3
SNMP
5579
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
TYME
5580
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$0 ﹤0.01%
+200
JAX
5581
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
34
APU
5582
DELISTED
AmeriGas Partners, L.P.
APU
– –
-46,333
MLQD
5583
DELISTED
iShares 5-10 Year Investment Grade Corporate Bond ETF
MLQD
– –
-273
WP
5584
DELISTED
Worldpay, Inc.
WP
– –
-5,262
ASCMA
5585
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-18
NIHD
5586
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
TRCO
5587
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-3,554
TSS
5588
DELISTED
Total System Services, Inc.
TSS
– –
-4,248
DRN icon
5589
Direxion Daily Real Estate Bull 3X Shares
DRN
$57.7M
– –
-4
DUG icon
5590
ProShares UltraShort Energy
DUG
$6.23M
– –
-3
ESEA icon
5591
Euroseas
ESEA
$454M
$0 ﹤0.01%
+15
GNLN icon
5592
Greenlane Holdings
GNLN
$6.32M
– –
0
IESC icon
5593
IES Holdings
IESC
$8.58B
$0 ﹤0.01%
8
IGC icon
5594
IGC Pharma
IGC
$27.2M
$0 ﹤0.01%
500
-1,300
INVE icon
5595
Identive
INVE
$78.2M
$0 ﹤0.01%
+10
IPI icon
5596
Intrepid Potash
IPI
$571M
– –
-250
SCOR icon
5597
Comscore
SCOR
$36.4M
$0 ﹤0.01%
7
SENEB
5598
Seneca Foods Class B
SENEB
$944M
$0 ﹤0.01%
+2
ABEO icon
5599
Abeona Therapeutics
ABEO
$263M
– –
-4
ACHV icon
5600
Achieve Life Sciences
ACHV
$227M
– –
0
222 223
224
225 226