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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCBP
5526
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
6
– –
DSSI
5527
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$0 ﹤0.01%
45
– –
CRHM
5528
DELISTED
CRH Medical Corporation
CRHM
$0 ﹤0.01%
52
– –
SYNC
5529
DELISTED
Synacor, Inc.
SYNC
– –
-300
Closed –
OTEL
5530
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
9
– –
NMCI
5531
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
191
-236
-55% -$486
CZZ
5532
DELISTED
Cosan Limited
CZZ
$0 ﹤0.01%
5
+2
+67% +$29
NHLDW
5533
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
– –
TALO.WS
5534
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
62
-15
-19% -$20
ZAGG
5535
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
19
-180
-90% -$1.16K
TNAV
5536
DELISTED
Telenav Inc.
TNAV
– –
-700
Closed -$6K
EIGI
5537
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
47
+40
+571% +$190
GV
5538
DELISTED
Goldfield Corporation
GV
$0 ﹤0.01%
5
– –
RELV
5539
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
– –
GFY
5540
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-1
Closed –
RST
5541
DELISTED
ROSETTA STONE INC
RST
– –
-1,782
Closed -$42K
ONDK
5542
DELISTED
On Deck Capital, Inc.
ONDK
– –
-5,000
Closed -$21K
GMO
5543
DELISTED
General Moly, Inc.
GMO
– –
-3,000
Closed -$1K
PSV
5544
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
426
+2
+0.5% +$4
MJCO
5545
DELISTED
Majesco
MJCO
$0 ﹤0.01%
18
– –
ZN
5546
DELISTED
Zion Oil & Gas, Inc.
ZN
$0 ﹤0.01%
1,000
– –
DZSI
5547
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
53
– –
GSB
5548
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
12
– –
SDI
5549
DELISTED
Standard Diversified Inc. Class A Common Stock
SDI
$0 ﹤0.01%
4
– –
RTW
5550
DELISTED
RTW Retailwinds, Inc.
RTW
– –
-107
Closed –
220 221
222
223 224

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.