LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWBR
5526
DELISTED
CohBar, Inc. Common Stock
CWBR
– –
-417
AVID
5527
DELISTED
Avid Technology Inc
AVID
$0 ﹤0.01%
+20
SCPL
5528
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$0 ﹤0.01%
3
-48
EMAN
5529
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
FFTI
5530
DELISTED
FormulaFolios Tactical Income ETF
FFTI
– –
-24,438
RETA
5531
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$0 ﹤0.01%
5
NEX
5532
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$0 ﹤0.01%
73
-740
ACGN
5533
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
5
-14
MTEM
5534
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
TDW.WS.B
5535
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
393
-20
ISEE
5536
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
300
ABEO icon
5537
Abeona Therapeutics
ABEO
$265M
– –
-4
ACHV icon
5538
Achieve Life Sciences
ACHV
$255M
– –
0
ACMR icon
5539
ACM Research
ACMR
$2.25B
$0 ﹤0.01%
18
ACTG icon
5540
Acacia Research
ACTG
$370M
$0 ﹤0.01%
148
ALT icon
5541
Altimmune
ALT
$554M
$0 ﹤0.01%
1
AMR icon
5542
Alpha Metallurgical Resources
AMR
$2.37B
$0 ﹤0.01%
8
-2
AMRC icon
5543
Ameresco
AMRC
$1.8B
$0 ﹤0.01%
+3
BNBX
5544
BNB Plus Corp
BNBX
$13.3M
– –
0
AQST icon
5545
Aquestive Therapeutics
AQST
$791M
– –
-100
ARAY icon
5546
Accuray
ARAY
$116M
$0 ﹤0.01%
40
-690
ARMP icon
5547
Armata Pharmaceuticals
ARMP
$216M
$0 ﹤0.01%
52
ASC icon
5548
Ardmore Shipping
ASC
$487M
– –
-500
ASRV icon
5549
AmeriServ Financial
ASRV
$51.9M
$0 ﹤0.01%
37
AVD icon
5550
American Vanguard Corp
AVD
$123M
$0 ﹤0.01%
10
220 221
222
223 224