LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWBK icon
5476
Hawthorn Bancshares
HWBK
$227M
$0 ﹤0.01%
5
IBMN
5477
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
– –
-550
IQDG icon
5478
WisdomTree International Quality Dividend Growth Fund
IQDG
$705M
– –
-106
IRMD icon
5479
iRadimed
IRMD
$1.26B
– –
-370
IVAL icon
5480
Alpha Architect International Quantitative Value ETF
IVAL
$200M
– –
-675
JNUG icon
5481
Direxion Daily Junior Gold Miners Index Bull 2X Shares
JNUG
$682M
– –
-100
KOPN icon
5482
Kopin
KOPN
$383M
$0 ﹤0.01%
68
-130
AIXC
5483
AIxCrypto Holdings Inc
AIXC
$5.68M
– –
0
QTRX icon
5484
Quanterix
QTRX
$236M
$0 ﹤0.01%
4
QUIK icon
5485
QuickLogic
QUIK
$149M
$0 ﹤0.01%
67
QVAL icon
5486
Alpha Architect US Quantitative Value ETF
QVAL
$613M
– –
-632
RAIL icon
5487
FreightCar America
RAIL
$243M
$0 ﹤0.01%
100
RBBN icon
5488
Ribbon Communications
RBBN
$378M
$0 ﹤0.01%
81
-321
RFIL icon
5489
RF Industries
RFIL
$112M
$0 ﹤0.01%
18
RIV
5490
RiverNorth Opportunities Fund
RIV
$320M
– –
-509
RKDA icon
5491
Arcadia Biosciences
RKDA
$3.41M
$0 ﹤0.01%
+3
HIND
5492
Vyome Holdings
HIND
$15.8M
– –
0
SAMG icon
5493
Silvercrest Asset Management
SAMG
$123M
$0 ﹤0.01%
10
SFBC icon
5494
Sound Financial Bancorp
SFBC
$99.8M
$0 ﹤0.01%
4
SILJ icon
5495
Amplify Junior Silver Miners ETF
SILJ
$5.19B
– –
-800
SKF icon
5496
ProShares UltraShort Financials
SKF
$11M
– –
0
DCOY
5497
Decoy Therapeutics
DCOY
$4.03M
– –
0
SLS icon
5498
SELLAS Life Sciences
SLS
$942M
– –
0
SM icon
5499
SM Energy
SM
$6.19B
$0 ﹤0.01%
41
-1,392
SMSI icon
5500
Smith Micro Software
SMSI
$16.4M
– –
-31
218 219
220
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