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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
526
Travel + Leisure Co
TNL
$4.5B
$1.21M 0.03%
32,040
+53
+0.2% +$1.92K
HYD icon
527
VanEck High Yield Muni ETF
HYD
$4.4B
$1.2M 0.03%
19,327
-1,712
-8% -$106K
TFC icon
528
Truist Financial
TFC
$63.4B
$1.2M 0.03%
30,760
+7,487
+32% +$282K
UIL
529
DELISTED
UIL HOLDINGS
UIL
$1.2M 0.03%
27,431
-1,688
-6% -$68.6K
CINF icon
530
Cincinnati Financial
CINF
$26.7B
$1.19M 0.03%
22,960
-2,102
-8% -$105K
AVA icon
531
Avista
AVA
$3.2B
$1.19M 0.03%
33,581
+20,543
+158% +$701K
AET
532
DELISTED
Aetna Inc
AET
$1.18M 0.03%
13,254
+5,045
+61% +$423K
EWH icon
533
iShares MSCI Hong Kong ETF
EWH
$1.23B
$1.18M 0.03%
57,224
-2,692
-4% -$56.7K
BNY
534
Bank of New York Mellon
BNY
$108B
$1.17M 0.03%
28,946
+13,678
+90% +$535K
AWK icon
535
American Water Works
AWK
$26.9B
$1.17M 0.03%
21,905
+4,328
+25% +$224K
XLVS
536
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$1.17M 0.03%
19,523
+12,229
+168% +$731K
WEC icon
537
WEC Energy
WEC
$34.6B
$1.17M 0.03%
22,103
+12,499
+130% +$613K
IYE icon
538
iShares US Energy ETF
IYE
$1.78B
$1.16M 0.03%
25,852
+4,298
+20% +$203K
HIG icon
539
Hartford Financial Services
HIG
$38.7B
$1.15M 0.03%
27,618
+4,280
+18% +$169K
NVO
540
Novo Nordisk
NVO
$211B
$1.15M 0.03%
54,272
+23,914
+79% +$534K
TUP
541
DELISTED
Tupperware Brands Corporation
TUP
$1.15M 0.03%
18,170
+2,030
+13% +$133K
WTRG icon
542
Essential Utilities
WTRG
$11.3B
$1.14M 0.03%
42,813
+9,095
+27% +$234K
VSS icon
543
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.14M 0.03%
11,939
+1,821
+18% +$178K
EGAS
544
DELISTED
Gas Natural Inc.
EGAS
$1.14M 0.03%
+103,155
New +$1.17M
CHKP icon
545
Check Point Software Technologies
CHKP
$13.4B
$1.14M 0.03%
14,454
+4,689
+48% +$348K
CIZ
546
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$1.13M 0.03%
+33,079
New +$1.14M
MFD
547
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$1.13M 0.03%
71,039
+1,398
+2% +$23K
AAP icon
548
Advance Auto Parts
AAP
$3.36B
$1.13M 0.03%
7,079
-356
-5% -$52.3K
AKAM icon
549
Akamai
AKAM
$16.9B
$1.13M 0.02%
17,887
-180
-1% -$10.9K
APU
550
DELISTED
AmeriGas Partners, L.P.
APU
$1.12M 0.02%
23,403
+6,460
+38% +$299K
20 21
22
23 24

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.