LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MELR
5401
DELISTED
Melrose Bancorp, Inc.
MELR
– –
-100
GM.WS.B
5402
DELISTED
General Motors Company
GM.WS.B
– –
-6,253
TI.A
5403
DELISTED
Telecom Italia 10 Svg
TI.A
– –
-15,549
HF
5404
DELISTED
HFF Inc.
HF
– –
-13
LABL
5405
DELISTED
Multi-Color Corp
LABL
– –
-20
SDLP
5406
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-30
LLL
5407
DELISTED
L3 Technologies, Inc.
LLL
– –
-4,797
NGVC icon
5408
Vitamin Cottage Natural Grocers
NGVC
$606M
$0 ﹤0.01%
+3
NNVC icon
5409
NanoViricides
NNVC
$22M
– –
0
NOAH
5410
Noah Holdings
NOAH
$688M
– –
-2,650
NSSC icon
5411
Napco Security Technologies
NSSC
$1.46B
$0 ﹤0.01%
32
-444
OFG icon
5412
OFG Bancorp
OFG
$1.78B
$0 ﹤0.01%
17
-6
OLP
5413
One Liberty Properties
OLP
$444M
$0 ﹤0.01%
12
+7
OPTN
5414
DELISTED
OptiNose
OPTN
$0 ﹤0.01%
2
OR icon
5415
OR Royalties Inc
OR
$6.44B
$0 ﹤0.01%
46
-540
PAM icon
5416
Pampa Energía
PAM
$4.9B
$0 ﹤0.01%
+6
PCM
5417
PCM Fund
PCM
$75.6M
– –
-150
PCYO icon
5418
Pure Cycle
PCYO
$286M
$0 ﹤0.01%
10
PDLB icon
5419
Ponce Financial Group
PDLB
$381M
$0 ﹤0.01%
+38
PDSB icon
5420
PDS Biotechnology
PDSB
$48.9M
$0 ﹤0.01%
11
PFFA icon
5421
Virtus InfraCap US Preferred Stock ETF
PFFA
$1.93B
– –
-1,358
PHX
5422
DELISTED
PHX Minerals
PHX
– –
-794
PJAN icon
5423
Innovator US Equity Power Buffer ETF January
PJAN
$1.18B
– –
0
PKBK icon
5424
Parke Bancorp
PKBK
$276M
$0 ﹤0.01%
7
PLG
5425
Platinum Group Metals
PLG
$279M
$0 ﹤0.01%
70
215 216
217
218 219