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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVAL icon
5376
Alpha Architect US Quantitative Value ETF
QVAL
$614M
– –
-632
Closed -$18K
RAIL icon
5377
FreightCar America
RAIL
$252M
$0 ﹤0.01%
100
– –
RBBN icon
5378
Ribbon Communications
RBBN
$356M
$0 ﹤0.01%
81
-321
-80% -$1.69K
RFIL icon
5379
RF Industries
RFIL
$139M
$0 ﹤0.01%
18
– –
RIV
5380
RiverNorth Opportunities Fund
RIV
$319M
– –
-509
Closed -$9K
RKDA icon
5381
Arcadia Biosciences
RKDA
$1.46M
$0 ﹤0.01%
+3
New +$575
HIND
5382
Vyome Holdings
HIND
$15.8M
– –
0
– –
SAMG icon
5383
Silvercrest Asset Management
SAMG
$78.5M
$0 ﹤0.01%
10
– –
SCOR icon
5384
Comscore
SCOR
$108M
$0 ﹤0.01%
7
– –
SENEB
5385
Seneca Foods Class B
SENEB
$1.21B
$0 ﹤0.01%
+2
New +$59
SFBC
5386
Sound Financial Bancorp
SFBC
$111M
$0 ﹤0.01%
4
– –
SILJ icon
5387
Amplify Junior Silver Miners ETF
SILJ
$3.97B
– –
-800
Closed -$7K
SKF icon
5388
ProShares UltraShort Financials
SKF
$10.6M
– –
0
– –
DCOY
5389
Decoy Therapeutics
DCOY
$2.06M
– –
0
– –
SLS icon
5390
SELLAS Life Sciences
SLS
$2.17B
– –
0
– –
SM icon
5391
SM Energy
SM
$7.73B
$0 ﹤0.01%
41
-1,392
-97% -$14.2K
SMSI icon
5392
Smith Micro Software
SMSI
$16.6M
– –
-6
Closed -$1K
SND icon
5393
Smart Sand
SND
$200M
$0 ﹤0.01%
44
– –
SNGX icon
5394
Soligenix
SNGX
$5.73M
– –
0
– –
SNFCA icon
5395
Security National Financial
SNFCA
$243M
$0 ﹤0.01%
43
– –
SOHU
5396
Sohu.com
SOHU
$371M
– –
-1,000
Closed -$14K
SOL
5397
DELISTED
Emeren Group
SOL
$0 ﹤0.01%
+40
New +$46
SPOK icon
5398
Spok Holdings
SPOK
$239M
– –
-3,000
Closed -$45K
SQNS
5399
Sequans Communications SA
SQNS
$40.7M
$0 ﹤0.01%
2
– –
SRS icon
5400
ProShares UltraShort Real Estate
SRS
$16.5M
$0 ﹤0.01%
2
– –
214 215
216
217 218

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.