LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFLY
5376
DELISTED
Shutterfly, Inc.
SFLY
– –
-50
CRAY
5377
DELISTED
Cray, Inc.
CRAY
– –
-76
CHSP
5378
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-786
TRK
5379
DELISTED
Speedway Motorsports, Inc.
TRK
– –
-304
FRED
5380
DELISTED
Fred's Inc
FRED
– –
-351
TRNX
5381
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
$0 ﹤0.01%
1
APU
5382
DELISTED
AmeriGas Partners, L.P.
APU
– –
-46,333
MLQD
5383
DELISTED
iShares 5-10 Year Investment Grade Corporate Bond ETF
MLQD
– –
-273
PES
5384
DELISTED
Pioneer Energy Services Corp.
PES
– –
-115
DCUD
5385
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-400
APC
5386
DELISTED
Anadarko Petroleum
APC
– –
-15,133
BKS
5387
DELISTED
Barnes & Noble
BKS
– –
-750
UPL
5388
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-23,324
CTRL
5389
DELISTED
Control4 Corporation
CTRL
– –
-4,066
DATA
5390
DELISTED
Tableau Software, Inc.
DATA
– –
-2,365
WP
5391
DELISTED
Worldpay, Inc.
WP
– –
-5,262
UQM
5392
DELISTED
UQM Technologies, Inc.
UQM
– –
-500
ARRY
5393
DELISTED
Array Biopharma Inc
ARRY
– –
-3,075
ANDX
5394
DELISTED
Andeavor Logistics LP
ANDX
– –
-8,438
LEXEA
5395
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-489
HFBC
5396
DELISTED
HopFed Bancorp Inc
HFBC
– –
-2,024
AMID
5397
DELISTED
American Midstream Partners, LP
AMID
– –
-65,679
PETX
5398
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-8,380
SZC.RT
5399
DELISTED
Cushing Renaissance Fund
SZC.RT
– –
-59,476
HTZ.RT
5400
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-5,112
214 215
216
217 218