LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAEX
5376
DELISTED
SAExploration Holdings, Inc.
SAEX
– –
-85
JNMF
5377
DELISTED
WisdomTree Japan Multifactor Fund
JNMF
– –
-102
WCHN
5378
DELISTED
WisdomTree ICBCCS S&P China 500 Fund
WCHN
– –
-204
PBBI
5379
DELISTED
PB Bancorp, Inc. Common Stock
PBBI
$0 ﹤0.01%
13
BDCL
5380
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$0 ﹤0.01%
5
WAAS
5381
DELISTED
AquaVenture Holdings Limited
WAAS
$0 ﹤0.01%
+3
INAP
5382
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
27
MNI
5383
DELISTED
The McClatchy Company Class A Common Stock
MNI
$0 ﹤0.01%
15
-150
MPVD
5384
DELISTED
Mountain Province Diamonds Inc.
MPVD
– –
-200
AREX
5385
DELISTED
Approach Resources Inc.
AREX
$0 ﹤0.01%
504
LTXB
5386
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-1
OTIV
5387
DELISTED
OTI On Track Innovations Ltd
OTIV
$0 ﹤0.01%
500
AAC
5388
DELISTED
AAC Holdings
AAC
$0 ﹤0.01%
270
-2,945
SHOS
5389
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$0 ﹤0.01%
12
MAMS
5390
DELISTED
MAM Software Group Inc. New
MAMS
$0 ﹤0.01%
17
NVLN
5391
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$0 ﹤0.01%
116
CBLK
5392
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-14,400
NRE
5393
DELISTED
NorthStar Realty Europe Corp.
NRE
– –
-16,511
OAK
5394
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-12,300
TOWR
5395
DELISTED
Tower International, Inc.
TOWR
– –
-318
DFRG
5396
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-44
SFLY
5397
DELISTED
Shutterfly, Inc.
SFLY
– –
-50
CRAY
5398
DELISTED
Cray, Inc.
CRAY
– –
-76
CHSP
5399
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-786
TRK
5400
DELISTED
Speedway Motorsports, Inc.
TRK
– –
-304
214 215
216
217 218