LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEJU
5326
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
1
SFUN
5327
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$0 ﹤0.01%
20
XENT
5328
DELISTED
Intersect ENT, Inc
XENT
– –
-520
GFED
5329
DELISTED
Guaranty Federal Bancshares In
GFED
$0 ﹤0.01%
6
ODT
5330
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
$0 ﹤0.01%
+14
PCOM
5331
DELISTED
Points.com Inc. Common Shares
PCOM
$0 ﹤0.01%
12
ADXS
5332
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
66
PHIOW
5333
DELISTED
Phio Pharmaceuticals Corp. Warrants expiring 12/21/2021
PHIOW
$0 ﹤0.01%
3,000
ENBL
5334
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-1,000
ADMS
5335
DELISTED
Adamas Pharmaceuticals
ADMS
$0 ﹤0.01%
50
QADB
5336
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
SIC
5337
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$0 ﹤0.01%
24
SQBG
5338
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
1
CHMA
5339
DELISTED
Chiasma, Inc. Common Stock
CHMA
$0 ﹤0.01%
3
PKD
5340
DELISTED
Parker Drilling Company
PKD
– –
-1
TOO
5341
DELISTED
Teekay Offshore Partners L.P.
TOO
$0 ﹤0.01%
363
WAIR
5342
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$0 ﹤0.01%
2
-1
BKJ
5343
DELISTED
Bancorp of New Jersey, Inc.
BKJ
– –
-275
LKSD
5344
DELISTED
LSC Communications, Inc.
LKSD
$0 ﹤0.01%
183
-6,393
GDG
5345
DELISTED
Gadsden Dynamic Growth ETF
GDG
– –
-94
VIDG
5346
DELISTED
Defiance Next Gen Video Gaming ETF
VIDG
– –
-4,090
FWP
5347
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$0 ﹤0.01%
1
IFIX
5348
DELISTED
Xtrackers Barclays International Corporate Bond Hedged ETF
IFIX
– –
-1,800
NYMTO
5349
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-5,550
FCBP
5350
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
6
212 213
214
215 216