LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMBI
5326
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
10
PSMC
5327
DELISTED
Invesco Conservative Multi-Asset Allocation ETF
PSMC
– –
-1,000
STCN
5328
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
ROCC
5329
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
SNMP
5330
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
VNTR
5331
DELISTED
Venator Materials PLC
VNTR
– –
-98
NVCN
5332
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
1
SJR
5333
DELISTED
Shaw Communications Inc.
SJR
– –
-468
ALR
5334
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
-73
AVYA
5335
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-175
HYRE
5336
DELISTED
HyreCar Inc. Common Stock
HYRE
– –
-385
VIVE
5337
DELISTED
VIVEVE MED INC
VIVE
$0 ﹤0.01%
1
-11
STAB
5338
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
NH
5339
DELISTED
NantHealth, Inc
NH
$0 ﹤0.01%
+2
ELOX
5340
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
AGTC
5341
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-170
FNHC
5342
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-114
PZN
5343
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$0 ﹤0.01%
16
CCXI
5344
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-667
TYME
5345
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$0 ﹤0.01%
+200
USAK
5346
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
SHI
5347
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-700
ICOL
5348
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
+17
GSV
5349
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-500
HSTO
5350
DELISTED
Histogen Inc. Common Stock
HSTO
$0 ﹤0.01%
+1
212 213
214
215 216