LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACGN
5301
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
5
-14
MTEM
5302
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
TDW.WS.B
5303
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
393
-20
ISEE
5304
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
300
IMBI
5305
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
10
STCN
5306
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
ROCC
5307
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
SNMP
5308
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
VNTR
5309
DELISTED
Venator Materials PLC
VNTR
– –
-98
NVCN
5310
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
1
SJR
5311
DELISTED
Shaw Communications Inc.
SJR
– –
-468
ALR
5312
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
-73
AVYA
5313
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-175
HYRE
5314
DELISTED
HyreCar Inc. Common Stock
HYRE
– –
-385
VIVE
5315
DELISTED
VIVEVE MED INC
VIVE
$0 ﹤0.01%
1
-11
STAB
5316
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
ELOX
5317
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
AGTC
5318
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-170
FNHC
5319
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-114
PZN
5320
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$0 ﹤0.01%
16
CCXI
5321
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-667
TYME
5322
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$0 ﹤0.01%
+200
USAK
5323
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
SHI
5324
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-700
ICOL
5325
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
+17
211 212
213
214 215