LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISEE
5301
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
300
IMBI
5302
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
10
PSMC
5303
DELISTED
Invesco Conservative Multi-Asset Allocation ETF
PSMC
– –
-1,000
STCN
5304
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
ROCC
5305
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
VNTR
5306
DELISTED
Venator Materials PLC
VNTR
– –
-98
NVCN
5307
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
1
SJR
5308
DELISTED
Shaw Communications Inc.
SJR
– –
-468
ALR
5309
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
-73
AVYA
5310
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-175
HYRE
5311
DELISTED
HyreCar Inc. Common Stock
HYRE
– –
-385
VIVE
5312
DELISTED
VIVEVE MED INC
VIVE
$0 ﹤0.01%
1
-11
STAB
5313
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
NH
5314
DELISTED
NantHealth, Inc
NH
$0 ﹤0.01%
+2
ELOX
5315
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
AGTC
5316
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-170
FNHC
5317
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-114
PZN
5318
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$0 ﹤0.01%
16
CCXI
5319
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-667
USAK
5320
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
SHI
5321
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-700
ICOL
5322
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
+17
GSV
5323
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-500
HSTO
5324
DELISTED
Histogen Inc. Common Stock
HSTO
$0 ﹤0.01%
+1
AFI
5325
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-126
211 212
213
214 215