LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHI
5301
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-700
ICOL
5302
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
+17
GSV
5303
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-500
HSTO
5304
DELISTED
Histogen Inc. Common Stock
HSTO
$0 ﹤0.01%
+1
AFI
5305
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-126
LEJU
5306
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
1
SFUN
5307
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$0 ﹤0.01%
20
XENT
5308
DELISTED
Intersect ENT, Inc
XENT
– –
-520
GFED
5309
DELISTED
Guaranty Federal Bancshares In
GFED
$0 ﹤0.01%
6
ODT
5310
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
$0 ﹤0.01%
+14
PCOM
5311
DELISTED
Points.com Inc. Common Shares
PCOM
$0 ﹤0.01%
12
ADXS
5312
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
66
PHIOW
5313
DELISTED
Phio Pharmaceuticals Corp. Warrants expiring 12/21/2021
PHIOW
$0 ﹤0.01%
3,000
ENBL
5314
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-1,000
ADMS
5315
DELISTED
Adamas Pharmaceuticals
ADMS
$0 ﹤0.01%
50
QADB
5316
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
SIC
5317
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$0 ﹤0.01%
24
JAX
5318
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
34
SQBG
5319
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
1
CHMA
5320
DELISTED
Chiasma, Inc. Common Stock
CHMA
$0 ﹤0.01%
3
NYMTO
5321
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-5,550
FCBP
5322
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
6
DSSI
5323
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$0 ﹤0.01%
45
CRHM
5324
DELISTED
CRH Medical Corporation
CRHM
$0 ﹤0.01%
52
SYNC
5325
DELISTED
Synacor, Inc.
SYNC
– –
-300
211 212
213
214 215