LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KA
5301
DELISTED
Kineta, Inc. Common Stock
KA
$0 ﹤0.01%
+1
CBH
5302
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-586
HEWG
5303
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-410
HDAW
5304
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
– –
-412
TCON
5305
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$0 ﹤0.01%
2
OPGN
5306
DELISTED
OpGen, Inc
OPGN
– –
0
NURO
5307
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
– –
-4
MTBL
5308
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
CCLP
5309
DELISTED
CSI Compressco LP
CCLP
– –
-2,809
YPS
5310
DELISTED
Arrow Reverse Cap 500 ETF
YPS
– –
-60
SUNW
5311
DELISTED
Sunworks, Inc.
SUNW
$0 ﹤0.01%
100
RESE
5312
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$0 ﹤0.01%
1
-1,593
SALM
5313
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$0 ﹤0.01%
12
AENZ
5314
DELISTED
Aenza S.A.A.
AENZ
– –
0
CWBR
5315
DELISTED
CohBar, Inc. Common Stock
CWBR
– –
-417
AVID
5316
DELISTED
Avid Technology Inc
AVID
$0 ﹤0.01%
+20
SCPL
5317
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$0 ﹤0.01%
3
-48
EMAN
5318
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
FFTI
5319
DELISTED
FormulaFolios Tactical Income ETF
FFTI
– –
-24,438
RETA
5320
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$0 ﹤0.01%
5
NEX
5321
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$0 ﹤0.01%
73
-740
ACGN
5322
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
5
-14
MTEM
5323
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
TDW.WS.B
5324
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
393
-20
ISEE
5325
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
300
211 212
213
214 215