LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDC
5276
DELISTED
First Data Corporation
FDC
– –
-33,079
SPN
5277
DELISTED
Superior Energy Services, Inc.
SPN
– –
-1,821
TCF
5278
DELISTED
TCF Financial Corporation
TCF
– –
-5,483
AIM
5279
AIM ImmunoTech
AIM
$3.94M
– –
0
KA
5280
DELISTED
Kineta, Inc. Common Stock
KA
$0 ﹤0.01%
+1
CBH
5281
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-586
HEWG
5282
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-410
HDAW
5283
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
– –
-412
TCON
5284
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$0 ﹤0.01%
2
OPGN
5285
DELISTED
OpGen, Inc
OPGN
– –
0
NURO
5286
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
– –
-4
YTEN
5287
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
MOTS
5288
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
– –
-3
MTBL
5289
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
CCLP
5290
DELISTED
CSI Compressco LP
CCLP
– –
-2,809
YPS
5291
DELISTED
Arrow Reverse Cap 500 ETF
YPS
– –
-60
SUNW
5292
DELISTED
Sunworks, Inc.
SUNW
$0 ﹤0.01%
100
RESE
5293
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$0 ﹤0.01%
1
-1,593
SALM
5294
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$0 ﹤0.01%
12
AENZ
5295
DELISTED
Aenza S.A.A.
AENZ
– –
0
SCPL
5296
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$0 ﹤0.01%
3
-48
EMAN
5297
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
FFTI
5298
DELISTED
FormulaFolios Tactical Income ETF
FFTI
– –
-24,438
RETA
5299
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$0 ﹤0.01%
5
NEX
5300
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$0 ﹤0.01%
73
-740
210 211
212
213 214