LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNRL
5276
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$0 ﹤0.01%
3
+1
ENFC
5277
DELISTED
Entegra Financial Corp.
ENFC
– –
-500
LLL
5278
DELISTED
L3 Technologies, Inc.
LLL
– –
-4,797
ENFY
5279
DELISTED
Enlightify Inc
ENFY
$0 ﹤0.01%
105
-40
RDGT
5280
Ridgetech Inc
RDGT
$31.6M
$0 ﹤0.01%
1
FFNW
5281
DELISTED
First Financial Northwest, Inc
FFNW
– –
-907
CMRX
5282
DELISTED
Chimerix, Inc.
CMRX
– –
-288
PFC
5283
DELISTED
Premier Financial Corp. Common Stock
PFC
$0 ﹤0.01%
5
RVNC
5284
DELISTED
Revance Therapeutics, Inc.
RVNC
$0 ﹤0.01%
69
+34
KA
5285
DELISTED
Kineta, Inc. Common Stock
KA
$0 ﹤0.01%
+1
CBH
5286
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-586
HEWG
5287
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-410
HDAW
5288
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
– –
-412
TCON
5289
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$0 ﹤0.01%
2
OPGN
5290
DELISTED
OpGen, Inc
OPGN
– –
0
NURO
5291
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
– –
-4
MTBL
5292
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
CCLP
5293
DELISTED
CSI Compressco LP
CCLP
– –
-2,809
YPS
5294
DELISTED
Arrow Reverse Cap 500 ETF
YPS
– –
-60
SUNW
5295
DELISTED
Sunworks, Inc.
SUNW
$0 ﹤0.01%
100
RETA
5296
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$0 ﹤0.01%
5
NEX
5297
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$0 ﹤0.01%
73
-740
ACGN
5298
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
5
-14
MTEM
5299
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
TDW.WS.B
5300
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
393
-20
210 211
212
213 214