LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNMF
5276
DELISTED
WisdomTree Japan Multifactor Fund
JNMF
– –
-102
WCHN
5277
DELISTED
WisdomTree ICBCCS S&P China 500 Fund
WCHN
– –
-204
PBBI
5278
DELISTED
PB Bancorp, Inc. Common Stock
PBBI
$0 ﹤0.01%
13
IMBI
5279
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
10
PSMC
5280
DELISTED
Invesco Conservative Multi-Asset Allocation ETF
PSMC
– –
-1,000
STCN
5281
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
ROCC
5282
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
SNMP
5283
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
VNTR
5284
DELISTED
Venator Materials PLC
VNTR
– –
-98
NVCN
5285
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
1
SJR
5286
DELISTED
Shaw Communications Inc.
SJR
– –
-468
ALR
5287
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
-73
AVYA
5288
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-175
HYRE
5289
DELISTED
HyreCar Inc. Common Stock
HYRE
– –
-385
VIVE
5290
DELISTED
VIVEVE MED INC
VIVE
$0 ﹤0.01%
1
-11
STAB
5291
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
MNRL
5292
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$0 ﹤0.01%
3
+1
NH
5293
DELISTED
NantHealth, Inc
NH
$0 ﹤0.01%
+2
ELOX
5294
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
AGTC
5295
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-170
FNHC
5296
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-114
PZN
5297
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$0 ﹤0.01%
16
CCXI
5298
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-667
TYME
5299
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$0 ﹤0.01%
+200
USAK
5300
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
210 211
212
213 214