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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KODK.WS.A
5276
DELISTED
Eastman Kodak Company
KODK.WS.A
$0 ﹤0.01%
7
– –
SGY
5277
DELISTED
Stone Energy
SGY
$0 ﹤0.01%
16
+14
+700% +$407
ARGS
5278
DELISTED
Argos Therapeutics, Inc.
ARGS
$0 ﹤0.01%
128
-75
-37% -$252
OREX
5279
DELISTED
Orexigen Therapeutics, Inc.
OREX
$0 ﹤0.01%
100
+90
+900% +$147
CSBK
5280
DELISTED
Clifton Bancorp Inc.
CSBK
– –
-195
Closed -$3K
BCR
5281
DELISTED
CR Bard Inc.
BCR
– –
-4,518
Closed -$1.45M
IBDJ
5282
DELISTED
iShares iBonds Dec 2017 Term Corporate ETF
IBDJ
– –
-4,548
Closed -$113K
NMRX
5283
DELISTED
Numerex Corp
NMRX
– –
-8,600
Closed -$33K
FPT
5284
DELISTED
Federated Premier Intermediate M
FPT
– –
-1,450
Closed -$20K
SSN
5285
DELISTED
Samson Oil & Gas Limited
SSN
– –
-133
Closed –
NW.PRC.CL
5286
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
– –
-4,100
Closed -$105K
RTK
5287
DELISTED
Rentech, Inc.
RTK
– –
-587
Closed –
AMFW
5288
DELISTED
AMEC Foster Wheeler plc
AMFW
– –
-44
Closed –
DGI
5289
DELISTED
DigitalGlobe Inc.
DGI
– –
-159
Closed -$6K
XLIS
5290
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
– –
-40
Closed -$2K
PGM
5291
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
– –
-90
Closed -$2K
RPRX
5292
DELISTED
Repros Therapeutics Inc.
RPRX
$0 ﹤0.01%
400
+250
+167% +$126
ETRM
5293
DELISTED
EnteroMedics Inc.
ETRM
– –
-1
Closed –
DDC
5294
DELISTED
Dominion Diamond Corporation
DDC
– –
-78
Closed -$1K
UTG.RT
5295
DELISTED
Reaves Utility Income Fund
UTG.RT
– –
-13,032
Closed -$4K
AIM
5296
AIM ImmunoTech
AIM
$7.91M
– –
0
– –
208 209 210 211
212

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.