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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCO
5251
DELISTED
Exco Resources
XCO
– –
-300
Closed –
TEUM
5252
DELISTED
Pareteum Corporation
TEUM
$0 ﹤0.01%
160
– –
DRYS
5253
DELISTED
DryShips Inc. Common Stock
DRYS
$0 ﹤0.01%
3
– –
PTX
5254
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$0 ﹤0.01%
14
– –
PCO
5255
DELISTED
Pendrell Corporation - Class A
PCO
– –
-10
Closed -$7K
EMMS
5256
DELISTED
Emmis Communications Corp
EMMS
– –
-13
Closed –
RGSE
5257
DELISTED
Real Goods Solar, Inc. Class A
RGSE
$0 ﹤0.01%
1
– –
RSXJ
5258
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
– –
-100
Closed -$4K
KWT
5259
DELISTED
VanEck Vectors Solar Energy ETF
KWT
– –
-91
Closed -$4K
RELY
5260
DELISTED
Real Industry, Inc.
RELY
– –
-781
Closed -$1K
CELGZ
5261
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$0 ﹤0.01%
43
– –
ASCMA
5262
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
9
– –
CTIC
5263
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
20
– –
ARCW
5264
DELISTED
ARC Group Worldwide, Inc
ARCW
$0 ﹤0.01%
63
– –
IIP
5265
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
– –
-242
Closed -$1K
BSCH
5266
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-60,264
Closed -$1.36M
UBA
5267
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-600
Closed -$13K
MTL
5268
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
– –
-107
Closed -$1K
MCF
5269
DELISTED
Contango Oil & Gas Co.
MCF
$0 ﹤0.01%
+150
New +$574
NHLD
5270
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
– –
BVSN
5271
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
85
– –
NIHD
5272
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
– –
KEG
5273
DELISTED
Key Energy Services, Inc. Common Stock
KEG
$0 ﹤0.01%
16
– –
EMI
5274
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
– –
-4,807
Closed -$63K
WMLP
5275
DELISTED
Westmoreland Resrc Partners, L.P
WMLP
$0 ﹤0.01%
38
– –
208 209 210
211
212

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.