LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANDX
5226
DELISTED
Andeavor Logistics LP
ANDX
– –
-8,438
LEXEA
5227
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-489
HFBC
5228
DELISTED
HopFed Bancorp Inc
HFBC
– –
-2,024
AMID
5229
DELISTED
American Midstream Partners, LP
AMID
– –
-65,679
PETX
5230
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-8,380
SZC.RT
5231
DELISTED
Cushing Renaissance Fund
SZC.RT
– –
-59,476
HTZ.RT
5232
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-5,112
MELR
5233
DELISTED
Melrose Bancorp, Inc.
MELR
– –
-100
GM.WS.B
5234
DELISTED
General Motors Company
GM.WS.B
– –
-6,253
TI.A
5235
DELISTED
Telecom Italia 10 Svg
TI.A
– –
-15,549
HF
5236
DELISTED
HFF Inc.
HF
– –
-13
LABL
5237
DELISTED
Multi-Color Corp
LABL
– –
-20
SDLP
5238
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-30
LION
5239
DELISTED
Fidelity Southern Corporation
LION
– –
-70
GTYH
5240
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$0 ﹤0.01%
+31
DHXM
5241
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$0 ﹤0.01%
290
NVIV
5242
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
CEI
5243
DELISTED
Camber Energy, Inc
CEI
– –
0
MACK
5244
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$0 ﹤0.01%
60
-1,933
DRYS
5245
DELISTED
DryShips Inc. Common Stock
DRYS
$0 ﹤0.01%
4
RVLT
5246
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-1,100
NYNY
5247
DELISTED
Empire Resorts, Inc.
NYNY
$0 ﹤0.01%
47
OIBR.C
5248
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
94
+93
ASCMA
5249
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-18
CTIC
5250
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
20
208 209
210
211 212