LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASCMA
5226
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-18
CTIC
5227
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
20
ARCW
5228
DELISTED
ARC Group Worldwide, Inc
ARCW
– –
-63
ESV
5229
DELISTED
Ensco Rowan plc
ESV
– –
-3,915
HYGS
5230
DELISTED
Hydrogenics Corp
HYGS
– –
-1,100
IBMM
5231
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
– –
-675
VCF
5232
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
20
MCF
5233
DELISTED
Contango Oil & Gas Co.
MCF
– –
-184
NHLD
5234
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
MLPG
5235
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
– –
-400
KGJI
5236
DELISTED
Kingold Jewelry Inc.
KGJI
$0 ﹤0.01%
14
BVSN
5237
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
87
DRR
5238
DELISTED
Market Vectors Double Short Euro ETN
DRR
$0 ﹤0.01%
+1
NIHD
5239
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
TRCO
5240
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-3,554
TSS
5241
DELISTED
Total System Services, Inc.
TSS
– –
-4,248
AXJV
5242
DELISTED
iShares Edge MSCI Min Vol Asia ex Japan ETF
AXJV
– –
-40
EFII
5243
DELISTED
Electronics for Imaging
EFII
– –
-188
SCTO
5244
DELISTED
Global X JPMorgan US Sector Rotator Index ETF
SCTO
– –
-5,719
TI
5245
DELISTED
Telecom Italia
TI
– –
-6,515
SVA
5246
DELISTED
Sinovac Biotech, Ltd
SVA
$0 ﹤0.01%
4
RHT
5247
DELISTED
Red Hat Inc
RHT
– –
-3,211
RNWK
5248
DELISTED
RealNetworks Inc
RNWK
$0 ﹤0.01%
250
-25
FNSR
5249
DELISTED
Finisar Corp
FNSR
– –
-3,202
HK
5250
DELISTED
Halcon Resources Corporation
HK
– –
-64,283
208 209
210
211 212