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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIG icon
501
ProShares Ultra Energy
DIG
$81.1M
$1.3M 0.03%
19,194
+18,994
+9,497% +$1.43M
TWX
502
DELISTED
Time Warner Inc
TWX
$1.29M 0.03%
15,177
+2,361
+18% +$188K
PXF icon
503
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$1.29M 0.03%
32,697
+3,072
+10% +$125K
AMAT icon
504
Applied Materials
AMAT
$415B
$1.29M 0.03%
51,800
+15,950
+44% +$360K
HXL icon
505
Hexcel
HXL
$7.63B
$1.28M 0.03%
30,906
-4,096
-12% -$169K
TTE icon
506
TotalEnergies
TTE
$195B
$1.28M 0.03%
15,810,921,714
-5,121,651,591
-24% -$512K
TRIP icon
507
TripAdvisor
TRIP
$1.26B
$1.28M 0.03%
17,154
+16,491
+2,487% +$1.29M
WIW
508
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$1.28M 0.03%
112,944
+107,082
+1,827% +$1.23M
MLKN icon
509
MillerKnoll
MLKN
$1.64B
$1.27M 0.03%
43,257
+929
+2% +$28.3K
FFC
510
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$1.27M 0.03%
66,727
+13,009
+24% +$261K
SNA icon
511
Snap-on
SNA
$21.3B
$1.27M 0.03%
9,335
+2,566
+38% +$336K
DBB icon
512
Invesco DB Base Metals Fund
DBB
$318M
$1.27M 0.03%
79,799
-7,270
-8% -$122K
K
513
DELISTED
Kellanova
K
$1.27M 0.03%
20,627
+4,415
+27% +$265K
PCL
514
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.25M 0.03%
29,218
+19,253
+193% +$791K
BSRR icon
515
Sierra Bancorp
BSRR
$516M
$1.25M 0.03%
71,235
+10,991
+18% +$184K
BDX icon
516
Becton Dickinson
BDX
$48.9B
$1.25M 0.03%
9,170
+4,109
+81% +$526K
OKS
517
DELISTED
Oneok Partners LP
OKS
$1.25M 0.03%
31,140
+2,374
+8% +$113K
RPM icon
518
RPM International
RPM
$14.8B
$1.25M 0.03%
24,551
+7,113
+41% +$331K
DEM icon
519
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$1.24M 0.03%
29,267
+1,736
+6% +$78.8K
DHC
520
Diversified Healthcare Trust
DHC
$2.04B
$1.24M 0.03%
56,621
+50,106
+769% +$1.1M
PRE
521
DELISTED
PARTNERRE LTD
PRE
$1.24M 0.03%
10,806
+59
+0.5% +$6.72K
DNB
522
DELISTED
Dun & Bradstreet
DNB
$1.23M 0.03%
10,190
+21
+0.2% +$2.54K
CRI icon
523
Carter's
CRI
$1.48B
$1.23M 0.03%
14,097
-343
-2% -$27.7K
HUM icon
524
Humana
HUM
$46.3B
$1.23M 0.03%
8,545
+264
+3% +$36.1K
SH icon
525
ProShares Short S&P500
SH
$843M
$1.22M 0.03%
6,984
-1,471
-17% -$265K
19 20
21
22 23

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.