We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
501
Baxter International
BAX
$14.4B
$876K 0.03%
21,917
+4,111
+23% +$154K
NWE icon
502
NorthWestern Energy
NWE
$4.38B
$875K 0.03%
18,453
+608
+3% +$27.5K
PX
503
DELISTED
Praxair Inc
PX
$875K 0.03%
6,678
+503
+8% +$65.2K
JACK icon
504
Jack in the Box
JACK
$340M
$871K 0.03%
15,095
+12,411
+462% +$676K
ADP icon
505
Automatic Data Processing
ADP
$109B
$870K 0.03%
12,822
+24
+0.2% +$1.64K
DNKN
506
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$870K 0.03%
17,343
-5,725
-25% -$282K
AIVI icon
507
WisdomTree International AI Enhanced Value Fund
AIVI
$63.3M
$868K 0.03%
17,627
-759
-4% -$36.2K
PCG icon
508
PG&E
PCG
$37.5B
$866K 0.03%
20,035
+2,756
+16% +$117K
RWX icon
509
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$865K 0.03%
21,004
-3,285
-14% -$133K
HYT icon
510
BlackRock Corporate High Yield Fund
HYT
$1.37B
$863K 0.03%
70,375
+7,903
+13% +$96.7K
TUZ
511
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$863K 0.03%
16,955
+1,524
+10% +$77.6K
PAGG
512
DELISTED
Invesco Global Agriculture ETF
PAGG
$863K 0.03%
29,052
-712
-2% -$21K
MIDU icon
513
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$78.5M
$861K 0.03%
50,435
-11,720
-19% -$188K
PCY icon
514
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$861K 0.03%
30,762
-31,885
-51% -$869K
EWL icon
515
iShares MSCI Switzerland ETF
EWL
$2.24B
$859K 0.03%
24,996
-17,322
-41% -$576K
JPS
516
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$859K 0.03%
98,942
-25,991
-21% -$220K
POWA icon
517
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$855K 0.02%
24,364
+10,689
+78% +$362K
VXUS icon
518
Vanguard Total International Stock ETF
VXUS
$162B
$853K 0.02%
16,347
+323
+2% +$16.6K
IBND icon
519
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$852K 0.02%
22,823
-4,767
-17% -$176K
DOL icon
520
WisdomTree True Developed International Fund
DOL
$841M
$848K 0.02%
16,332
+1,420
+10% +$72.7K
MANH icon
521
Manhattan Associates
MANH
$11.4B
$848K 0.02%
22,409
-87
-0.4% -$3.03K
FVD icon
522
First Trust Value Line Dividend Fund
FVD
$8.35B
$845K 0.02%
38,604
-320
-0.8% -$6.8K
ABE
523
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$844K 0.02%
63,431
+27,232
+75% +$348K
MGC icon
524
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$843K 0.02%
13,201
+2,032
+18% +$127K
RIO icon
525
Rio Tinto
RIO
$166B
$840K 0.02%
15,054
+293
+2% +$16K
19 20
21
22 23

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.