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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$256M
Cap. Flow
+$449M
Cap. Flow %
4.19%
Top 10 Hldgs %
13.12%
Holding
5,409
New
248
Increased
2,455
Reduced
1,673
Closed
156

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$66.6M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$25.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.2M
4
FBND icon
Fidelity Total Bond ETF
FBND
+$22.8M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$18.9M

Top Sells

Rank Stock Value
1
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$40.9M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$40.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$36.6M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$35.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCI
5201
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
– –
0
– –
ORKA
5202
Oruka Therapeutics
ORKA
$6.93B
– –
0
– –
SUNE
5203
SUNation Energy
SUNE
$10.6M
– –
0
– -$4K
RDGT
5204
Ridgetech Inc
RDGT
$3.33M
– –
0
– –
ENZ
5205
DELISTED
Enzo Biochem, Inc.
ENZ
$0 ﹤0.01%
10
-376
-97% -$2.65K
VIRX
5206
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$0 ﹤0.01%
1
– –
AUMN
5207
DELISTED
Golden Minerals Company
AUMN
$0 ﹤0.01%
6
– –
KA
5208
DELISTED
Kineta, Inc. Common Stock
KA
– –
-44
Closed -$36K
SBOW
5209
DELISTED
SilverBow Resources, Inc.
SBOW
$0 ﹤0.01%
10
-3
-23% -$89
FBGX
5210
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
– –
-199
Closed -$45K
CTHR
5211
DELISTED
Charles & Colvard Ltd
CTHR
– –
-53
Closed -$1K
OPGN
5212
DELISTED
OpGen, Inc
OPGN
– –
0
– –
YTEN
5213
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
CSML
5214
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
– –
-1,280
Closed -$36.1K
MRTX
5215
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-273
Closed -$5K
RPT.PRD
5216
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
– –
-200
Closed -$12K
SOFO
5217
DELISTED
Sonic Foundry, Inc. Common Stock
SOFO
$0 ﹤0.01%
4
– –
EMAN
5218
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
– –
INFI
5219
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-26
Closed –
AMRS
5220
DELISTED
Amyris Inc.
AMRS
$0 ﹤0.01%
11
– –
KDNY
5221
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$0 ﹤0.01%
+10
New +$366
TESS
5222
DELISTED
Tessco Technologies Inc
TESS
– –
-830
Closed -$17K
STCN
5223
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
– –
NVCN
5224
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
SIOX
5225
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$0 ﹤0.01%
25
-267
-91% -$4.29K
207 208
209
210 211

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Ladenburg Thalmann Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Ladenburg Thalmann Financial Services held 5,409 positions worth $10.7B, up 2.4% from $10.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $449M of net new capital in Q1 2018, opening 248 new positions and adding to 2,455 existing holdings. Its largest new stake was BrightSpire Capital: 507,629 shares worth $9.62M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard S&P Mid-Cap 400 Growth ETF, an estimated $40.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2018 buy was BrightSpire Capital: 507,629 shares worth $9.62M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 Growth ETF in Q1 2018, an estimated $66.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2018 reduction was Vanguard S&P Mid-Cap 400 Growth ETF, cutting an estimated $40.9M.
  • Ladenburg Thalmann Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q1 2018, selling an estimated $7.59M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q1 2018.
  • Ladenburg Thalmann Financial Services opened 248 new positions and closed 156 in Q1 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 2.4% quarter-over-quarter to $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.