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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGY
5201
DELISTED
Stone Energy
SGY
$0 ﹤0.01%
2
– –
CHOC
5202
DELISTED
iPath Pure Beta Cocoa ETN
CHOC
– –
-500
Closed -$15K
OREX
5203
DELISTED
Orexigen Therapeutics, Inc.
OREX
$0 ﹤0.01%
10
– –
ALDW
5204
DELISTED
Alon USA Partners LP
ALDW
$0 ﹤0.01%
5
– –
OEUH
5205
DELISTED
OShares FTSE Europe Quality Dividend Hedged ETF
OEUH
– –
-100
Closed -$3K
SNC
5206
DELISTED
State National Companies, Inc.
SNC
– –
-636
Closed -$12K
SSN
5207
DELISTED
Samson Oil & Gas Limited
SSN
$0 ﹤0.01%
133
– –
RTK
5208
DELISTED
Rentech, Inc.
RTK
$0 ﹤0.01%
587
+387
+194% +$154
AMFW
5209
DELISTED
AMEC Foster Wheeler plc
AMFW
$0 ﹤0.01%
44
– –
FPO
5210
DELISTED
First Potomac Realty Trust
FPO
– –
-1,995
Closed -$22.2K
DYN.WS
5211
DELISTED
Dynegy Inc,
DYN.WS
– –
-73
Closed –
AST.WS
5212
DELISTED
Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017)
AST.WS
– –
-142
Closed –
SPLS
5213
DELISTED
Staples Inc
SPLS
– –
-672,897
Closed -$6.78M
RBS.PRF.CL
5214
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
– –
-50,360
Closed -$1.35M
RBS.PRH.CL
5215
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
– –
-13,044
Closed -$346K
RBS.PRL.CL
5216
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
– –
-18,159
Closed -$460K
FCH
5217
DELISTED
Felcor Lodging Trust
FCH
– –
-6,187
Closed -$45K
MRVC
5218
DELISTED
MRV Communications Inc
MRVC
– –
-2
Closed –
SSRI
5219
DELISTED
Silver Standard Resources
SSRI
– –
-54,214
Closed -$526K
IRY
5220
DELISTED
SPDR S&P International Health Care Sector
IRY
– –
-1,641
Closed -$82K
GMTB
5221
DELISTED
Columbia Core Bond ETF
GMTB
– –
-50
Closed -$3K
HDWX
5222
DELISTED
SPDR S&P International Dividend Currency Hedged ETF
HDWX
– –
-318
Closed -$14K
SAJA
5223
DELISTED
Sajan, Inc.
SAJA
– –
-500
Closed -$3K
NSAT
5224
DELISTED
Norsat International Inc.
NSAT
– –
-5,000
Closed -$57K
DCUC
5225
DELISTED
Dominion Energy, Inc.
DCUC
– –
-300
Closed -$14K
206 207 208
209
210

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.