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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZZ
5151
DELISTED
Cosan Limited
CZZ
– –
-618
Closed -$5K
NHLDW
5152
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
– –
EIGI
5153
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
7
– –
RELV
5154
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
– –
ZMLP
5155
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
– –
-117
Closed -$16K
PSV
5156
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
16
-329
-95% -$4.26K
DZSI
5157
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
42
+40
+2,000% +$310
BFYT
5158
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-422
Closed -$6K
ZIV
5159
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
– –
-317
Closed -$24K
SES
5160
DELISTED
Synthesis Energy Systems Inc.
SES
$0 ﹤0.01%
5
– –
INAP
5161
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
+25
New +$425
DERM
5162
DELISTED
Dermira, Inc.
DERM
– –
-25
Closed -$1K
PIR
5163
DELISTED
Pier 1 Imports, Inc.
PIR
$0 ﹤0.01%
8
-11
-58% -$978
PMR
5164
DELISTED
Invesco Dynamic Retail ETF
PMR
– –
-504
Closed -$17K
ADRA
5165
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
– –
-600
Closed -$20.4K
HOS
5166
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$0 ﹤0.01%
150
-7,100
-98% -$25.8K
LTXB
5167
DELISTED
LegacyTexas Financial Group Inc
LTXB
$0 ﹤0.01%
1
– –
DEST
5168
DELISTED
Destination Maternity Corporation
DEST
– –
-100
Closed –
SHOS
5169
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$0 ﹤0.01%
+7
New +$13
NVLN
5170
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$0 ﹤0.01%
177
– –
SFLY
5171
DELISTED
Shutterfly, Inc.
SFLY
– –
-46
Closed -$2K
PES
5172
DELISTED
Pioneer Energy Services Corp.
PES
$0 ﹤0.01%
115
– –
HF
5173
DELISTED
HFF Inc.
HF
– –
-49
Closed -$2K
LXFT
5174
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-7
Closed –
ADYX
5175
DELISTED
Adynxx Inc
ADYX
$0 ﹤0.01%
2
– –
205 206
207
208 209

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.