We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNIS
5126
DELISTED
Unilife Corporation
UNIS
$0 ﹤0.01%
100
– –
GNRX
5127
DELISTED
VanEck Vectors Generic Drugs ETF
GNRX
– –
-200
Closed -$4K
GIG
5128
DELISTED
GigPeak, Inc.
GIG
– –
-12,000
Closed -$30K
ZGNX
5129
DELISTED
Zogenix, Inc.
ZGNX
$0 ﹤0.01%
37
-1,721
-98% -$17.4K
DCTH
5130
DELISTED
Delcath Systems Inc
DCTH
$0 ﹤0.01%
90
-10
-10% -$3
CELGZ
5131
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$0 ﹤0.01%
43
– –
ASCMA
5132
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
9
+1
+13% +$16
ARCW
5133
DELISTED
ARC Group Worldwide, Inc
ARCW
$0 ﹤0.01%
63
+50
+385% +$219
HYGS
5134
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
28
– –
GUR
5135
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$0 ﹤0.01%
16
– –
HIBB
5136
DELISTED
Hibbett, Inc. Common Stock
HIBB
$0 ﹤0.01%
13
-7,814
-100% -$245K
YELL
5137
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
1
– –
NTP
5138
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
70
– –
JTA
5139
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$0 ﹤0.01%
33
– –
QADA
5140
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
NHLD
5141
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
– –
FCAN
5142
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
– –
-238
Closed -$6K
BVSN
5143
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
94
-1
-1% -$5
NIHD
5144
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
+121
New +$262
KEG
5145
DELISTED
Key Energy Services, Inc. Common Stock
KEG
– –
-102
Closed -$3K
OSIR
5146
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
– –
-400
Closed -$2K
DXJF
5147
DELISTED
WisdomTree Japan Hedged Financials Fund
DXJF
– –
-6,098
Closed -$147K
VLP
5148
DELISTED
Valero Energy Partners LP
VLP
– –
-200
Closed -$9K
IMUC
5149
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$0 ﹤0.01%
45
-25
-36% -$65
WMLP
5150
DELISTED
Westmoreland Resrc Partners, L.P
WMLP
$0 ﹤0.01%
+38
New +$198
204 205
206
207 208

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.