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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTWK icon
5101
NetSol Technologies
NTWK
$49.3M
$1K ﹤0.01%
122
– –
NWPX icon
5102
NWPX Infrastructure Inc
NWPX
$1.11B
$1K ﹤0.01%
+50
New +$1.27K
OMEX icon
5103
Odyssey Marine Exploration
OMEX
$53.4M
$1K ﹤0.01%
200
– –
ONCY
5104
Oncolytics Biotech
ONCY
$95.5M
$1K ﹤0.01%
1,390
– –
ORGO icon
5105
Organogenesis Holdings
ORGO
$226M
$1K ﹤0.01%
100
– –
OVID icon
5106
Ovid Therapeutics
OVID
$523M
$1K ﹤0.01%
+200
New +$455
PALI icon
5107
Palisade Bio
PALI
$375M
– –
0
– –
PLTM icon
5108
GraniteShares Platinum Shares
PLTM
$186M
$1K ﹤0.01%
100
– –
PRPL icon
5109
Purple Innovation
PRPL
$28.7M
$1K ﹤0.01%
4
– –
PRT
5110
PermRock Royalty Trust Unit
PRT
$27M
$1K ﹤0.01%
107
+3
+3% +$23
PRTA icon
5111
Prothena Corp
PRTA
$466M
$1K ﹤0.01%
265
+6
+2% +$53
PSNL icon
5112
Personalis
PSNL
$1.54B
$1K ﹤0.01%
+42
New +$794
PTGX icon
5113
Protagonist Therapeutics
PTGX
$9.8B
$1K ﹤0.01%
+83
New +$1.05K
RAND icon
5114
Rand Capital
RAND
$30.3M
$1K ﹤0.01%
22
– –
RMBS icon
5115
Rambus
RMBS
$10.8B
$1K ﹤0.01%
88
-360
-80% -$4.51K
RRGB icon
5116
Red Robin
RRGB
$183M
$1K ﹤0.01%
25
– –
ECHO
5117
EchoStar
ECHO
$26.6B
$1K ﹤0.01%
33
-26
-44% -$939
SGRY icon
5118
Surgery Partners
SGRY
$1.99B
$1K ﹤0.01%
85
-169
-67% -$1.21K
SIM icon
5119
Grupo SIMEC
SIM
$4.68B
$1K ﹤0.01%
151
– –
SNOA icon
5120
Sonoma Pharmaceuticals
SNOA
$6.41M
$1K ﹤0.01%
8
– –
SPNS
5121
DELISTED
Sapiens International
SPNS
$1K ﹤0.01%
39
+32
+457% +$559
SSTK icon
5122
Shutterstock
SSTK
$217M
$1K ﹤0.01%
32
-1
-3% -$37
STC icon
5123
Stewart Information Services
STC
$2.07B
$1K ﹤0.01%
+16
New +$596
SVRA icon
5124
Savara
SVRA
$1.08B
$1K ﹤0.01%
514
– –
SYBX
5125
DELISTED
Synlogic
SYBX
$1K ﹤0.01%
28
– –
203 204
205
206 207

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.