LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COWN
5076
DELISTED
Cowen Inc. Class A Common Stock
COWN
$1K ﹤0.01%
52
IO
5077
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
66
-62
IID
5078
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$1K ﹤0.01%
114
+3
USLV
5079
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
8
PAK
5080
DELISTED
Global X MSCI Pakistan ETF
PAK
$1K ﹤0.01%
58
+1
NTP
5081
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
70
VVUS
5082
DELISTED
Vivus Inc
VVUS
$1K ﹤0.01%
245
SDR
5083
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$1K ﹤0.01%
2,500
AUO
5084
DELISTED
AU Optronics Corp
AUO
$1K ﹤0.01%
477
+122
PRMW
5085
DELISTED
Primo Water Corporation
PRMW
$1K ﹤0.01%
60
GCVRZ
5086
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
2,463
WTER
5087
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
73
ALSK
5088
DELISTED
Alaska Communications Systems
ALSK
$1K ﹤0.01%
871
NEOS
5089
DELISTED
Neos Therapeutics, Inc
NEOS
$1K ﹤0.01%
520
CEL
5090
DELISTED
Cellcom Israel, Ltd.
CEL
$1K ﹤0.01%
250
-150
TTPH
5091
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$1K ﹤0.01%
150
ECVT icon
5092
Ecovyst
ECVT
$1.21B
$1K ﹤0.01%
+51
EGAN icon
5093
eGain
EGAN
$272M
$1K ﹤0.01%
100
ENTA icon
5094
Enanta Pharmaceuticals
ENTA
$360M
$1K ﹤0.01%
12
-27
PRT
5095
PermRock Royalty Trust Unit
PRT
$36.7M
$1K ﹤0.01%
107
+3
PRTA icon
5096
Prothena Corp
PRTA
$498M
$1K ﹤0.01%
265
+6
UTSI icon
5097
UTStarcom
UTSI
$22.9M
$1K ﹤0.01%
108
VEON icon
5098
VEON
VEON
$3.73B
$1K ﹤0.01%
10
MCEP
5099
DELISTED
Mid-Con Energy Partners, LP
MCEP
$1K ﹤0.01%
154
+16
LVGO
5100
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$1K ﹤0.01%
+50
202 203
204
205 206