LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAK
5076
DELISTED
Global X MSCI Pakistan ETF
PAK
$1K ﹤0.01%
58
+1
NTP
5077
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
70
VVUS
5078
DELISTED
Vivus Inc
VVUS
$1K ﹤0.01%
245
SDR
5079
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$1K ﹤0.01%
2,500
AUO
5080
DELISTED
AU Optronics Corp
AUO
$1K ﹤0.01%
477
+122
PRMW
5081
DELISTED
Primo Water Corporation
PRMW
$1K ﹤0.01%
60
GCVRZ
5082
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
2,463
MCEP
5083
DELISTED
Mid-Con Energy Partners, LP
MCEP
$1K ﹤0.01%
154
+16
LVGO
5084
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$1K ﹤0.01%
+50
GPOR
5085
DELISTED
Gulfport Energy Corp.
GPOR
$1K ﹤0.01%
430
-830
CASH icon
5086
Pathward Financial
CASH
$1.96B
$1K ﹤0.01%
+36
ADTN icon
5087
Adtran
ADTN
$776M
$1K ﹤0.01%
86
+62
AEMD icon
5088
Aethlon Medical
AEMD
$2.24M
– –
0
ATRA icon
5089
Atara Biotherapeutics
ATRA
$48.2M
$1K ﹤0.01%
2
AUDC icon
5090
AudioCodes
AUDC
$231M
$1K ﹤0.01%
41
+34
GAU
5091
Galiano Gold
GAU
$816M
$1K ﹤0.01%
1,000
TUR icon
5092
iShares MSCI Turkey ETF
TUR
$298M
$1K ﹤0.01%
29
-1,371
URG
5093
Ur-Energy
URG
$542M
$1K ﹤0.01%
2,000
TA
5094
DELISTED
TravelCenters of America LLC
TA
$1K ﹤0.01%
47
-1
TEUM
5095
DELISTED
Pareteum Corporation
TEUM
$1K ﹤0.01%
1,160
-100
COWN
5096
DELISTED
Cowen Inc. Class A Common Stock
COWN
$1K ﹤0.01%
52
IO
5097
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
66
-62
ALSK
5098
DELISTED
Alaska Communications Systems
ALSK
$1K ﹤0.01%
871
NEOS
5099
DELISTED
Neos Therapeutics, Inc
NEOS
$1K ﹤0.01%
520
CEL
5100
DELISTED
Cellcom Israel, Ltd.
CEL
$1K ﹤0.01%
250
-150
202 203
204
205 206