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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIR icon
5051
ClearSign Technologies
CLIR
$28.9M
$1K ﹤0.01%
100
– –
CMCT
5052
Creative Media & Community Trust
CMCT
$15M
– –
0
– –
CRD.A icon
5053
Crawford & Co Class A
CRD.A
$632M
$1K ﹤0.01%
129
– –
CRD.B icon
5054
Crawford & Co Class B
CRD.B
$585M
$1K ﹤0.01%
112
– –
CRTO icon
5055
Criteo S.A. Ordinary Shares
CRTO
$915M
$1K ﹤0.01%
69
-67
-49% -$1.26K
CRVO icon
5056
CervoMed
CRVO
$39.6M
$1K ﹤0.01%
11
– –
CTXR icon
5057
Citius Pharmaceuticals
CTXR
$20.1M
$1K ﹤0.01%
40
– –
CUE icon
5058
Cue Biopharma
CUE
$131M
$1K ﹤0.01%
4
– –
CYD icon
5059
China Yuchai International
CYD
$1.71B
$1K ﹤0.01%
46
+3
+7% +$42
DHT icon
5060
DHT Holdings
DHT
$3.09B
$1K ﹤0.01%
184
+1
+0.5% +$6
DVYA icon
5061
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
$1K ﹤0.01%
17
+1
+6% +$43
DYAI icon
5062
Dyadic International
DYAI
$28.1M
$1K ﹤0.01%
100
– –
ECVT icon
5063
Ecovyst
ECVT
$1.1B
$1K ﹤0.01%
+51
New +$780
EGAN icon
5064
eGain
EGAN
$206M
$1K ﹤0.01%
100
– –
ENTA icon
5065
Enanta Pharmaceuticals
ENTA
$391M
$1K ﹤0.01%
12
-27
-69% -$2.01K
ERNA icon
5066
Eterna Therapeutics
ERNA
$5.02M
– –
0
– –
EUDV icon
5067
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.51M
$1K ﹤0.01%
+14
New +$557
EWO icon
5068
iShares MSCI Austria ETF
EWO
$187M
$1K ﹤0.01%
44
-33
-43% -$640
EYPT icon
5069
EyePoint Inc
EYPT
$1.16B
$1K ﹤0.01%
30
– –
FBIO icon
5070
Fortress Biotech
FBIO
$99M
$1K ﹤0.01%
67
– –
FENG
5071
Phoenix New Media
FENG
$18.4M
$1K ﹤0.01%
83
– –
FN icon
5072
Fabrinet
FN
$20.3B
$1K ﹤0.01%
27
-269
-91% -$14.1K
FOLD
5073
DELISTED
Amicus Therapeutics
FOLD
$1K ﹤0.01%
140
– –
GAU
5074
Galiano Gold
GAU
$547M
$1K ﹤0.01%
1,000
– –
GLQ
5075
Clough Global Equity Fund
GLQ
$156M
$1K ﹤0.01%
+99
New +$1.2K
201 202
203
204 205

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.